November 2011 Archives - Going Public Lawyers

SEC Enters into Deferred Prosecution Agreement l Securities Lawyer 101

Securities Lawyer 101 Blog In January of 2010, the Securities and Exchange Commission (the “SEC”) announced it would strengthen its enforcement program by encouraging greater cooperation from individuals and companies in SEC investigations and enforcement actions.  One of… Read More

What is a Form S-8 Registration Statement?

Securities Lawyer 101 Blog Registration of securities on Form S-8 (“Form S-8”) is a short-form registration statement under the Securities Act of 1933, as amended (the “Securities Act”), providing significant benefits to small issuers.  Form S-8 is available to… Read More