February 2014 Archives - Going Public Lawyers

SEC Suspends Trilliant Exploration

Securities Lawyer 101 Blog On February 28, 2014, the Securities and Exchange Commission (“Commission”) ordered the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading in the securities of… Read More

OTCQX Proposes Amendments to its OTCQX Rules

Securities Lawyer 101 Blog On February 13, 2014, the OTC Markets proposed amendments to its OTCQX rules. The will impact US and international companies seeking listings on the OTCQX. The OTC Markets OTCQX is the premier market tier… Read More

FBI Brings Securities Fraud Charges in $125 Million Medical Glove Scheme

Securities Lawyer 101 Blog Deepal Wannakuwatte, 63, has been arrested and charged with operating a massive Ponzi scheme that raised over $125 million from investors who believed they were investing in a company that had valuable contracts to… Read More

Richard Altomare Convicted of Securities Fraud

Securities Lawyer 101 Blog On February 26, 2014, the United States Attorney for the Southern District of Florida, and Federal Bureau of Investigation (FBI), Miami Field Office, announce that a federal jury convicted Richard Altomare, 65, of Palm… Read More

SEC Charges Clean Energy l Securities Lawyer 101

Securities Lawyer 101 Blog On February 25, 2014, the Securities and Exchange Commission (the “SEC”) announced SEC charges against an Arizona-based private equity fund manager and his investment advisory firm for orchestrating a scheme to misallocate their expenses… Read More

George Louis Theodule Sentenced to 150 Months

Securities Lawyer 101 Blog On February 26, 2014, the United States Attorney for the Southern District of Florida and Federal Bureau of Investigation, announced the unsealing of an indictment charging George Louis Theodule, former resident of Wellington, Florida…. Read More

Anthonie R. Sparrow Sentenced in $16 Million Scheme

Securities Lawyer 101 Blog On February 25, 2014, the FBI announced that Anthonie R. Sparrow pled guilty for his role in perpetrating a $16 million securities fraud scheme that victimized hundreds of investors around the world.  Sparrow was… Read More

Reverse Mergers l The Game Changers

Shell brokers continue to tout the virtues of reverse merger transactions, despite recent rule changes that eliminate many if not all of the benefits once conferred by them.  Seeking to persuade clients to use their services, these promoters… Read More

Going Public Attorneys

EB-Offerings - Going Public Attorneys

The going public attorneys at Hamilton & Associates Law Group have provided private companies with their going public solutions for more than ten years. We will design and implement the going public structure most beneficial to your company…. Read More

Direct Public Offering Attorneys

Direct Public Offering Attorneys

One of the most efficient ways to achieve public company status is by using a Direct Public Offering.  We will assist you with your Direct Public Offering using a registration statement. Direct Public Offerings can be structured a variety… Read More