The Securities and Exchange Commission announced charges against Marc Andrew Tager and Jersey Consulting LLC, a Utah-based company and several solicitors of the company’s securities in an ongoing offering fraud that has already targeted more than 80 individual… Read More
Category: Blog Posts Tags: Aiding and Abetting, antifraud, Antifraud Injunction, Antifraud Provisions, antifraud violations, Arizona, Asset Freeze, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Christine L. Shoucair, Christine Shoucair, Disgorgement, Equity First Properties, FBI, Fraud, fraudulent offering, Jeffrey Lebarton, Jeffrey Rowland Lebarton, Jersey Consulting, Jersey Consulting LLC, Jonathan Edward Shoucair, Jonathan Shoucair, Kenneth Gross, Kenneth Stephen Gross, Marc Andrew Tager, Marc Tager, Matthew E. Mangum, Matthew Freitas, Matthew J. Freitas, Matthew Mangum, Offering Fraud, Premier Marketing Solutions, Roxane Gross, Roxane Marie Gross, Salt Lake City, Salt Lake City Utah, SEC, SEC Action, SEC antifraud, SEC Antifraud Provisions, SEC Attorney, SEC Charges, SEC Complaint, SEC Enforcement, SEC Investigation, SEC Law, SEC Lawyer, SEC litigation, Securities Act of 1933, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Exchange Act of 1934, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101, sell securities, soil remediation, soil remediation technology, Suzanne Aileen Gagnier, Suzanne Gagnier, telemarketers, unregistered Jersey securities, Unregistered Securities, Utah
On March 2, 2018, the Securities and Exchange Commission The SEC announced securities fraud charges against Beaufort Securities, a U.K.-based broker-dealer and its investment manager in connection with manipulative trading in the securities a U.S.-based microcap issuer. The… Read More
Category: Blog Posts Tags: Beaufort Securities, Beaufort Securities Ltd., Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Direct Public Offering, Disgorgement, DJK Investments, DJK Investments 10 Inc., Exchange Act and Rules, FBI, FBI Agent, Fraud, Fraud Charges, HD View 360, M icrocap Stock, Manipulative Trading, Matched Trade, matched trades, Microcap, Microcap Company, Microcap Fraud Task Force, Microcap issuer, Microcap Issuers, Microcap Penny Stocks, Microcap Securities, Microcaps, officer-and-director bar, Penny Stock, penny stock bars, Peter Kyriacou, Prejudgement Interest, Pump and Dump, Pump-and-Dump Scheme, Pumps and Dumps, PumpsandDumps, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Complaint, SEC Enforcement, SEC Fraud Charges, SEC Investigation, SEC Law, Securities Act of 1933, Securities Exchange Act of 1934, securities fraud charges, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101, suspending trading, TJM Investments, TJM Investments Inc., Undercover FBI Agent, undercover operation, West Coast Ventures Corp, West Coast Ventures Group, William Hirschy, William T. Hirschy, WT Consulting Group, WT Consulting Group LLC
On March 8, 2018, the Securities and Exchange Commission charged Americrude, Inc. a Dallas-based oil-and-gas company and two of its executives with defrauding investors out of at least $950,000 through a string of fraudulent oil-and-gas securities offerings. The… Read More
Category: Blog Posts Tags: Americrude, Americrude Inc, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Lawyer, Cold Caller, cold calls, Dallas Texas, Defraud, Defraud Retail Investors, defrauding, defrauding investors, false statements, Fraudulent, Fraudulent Conduct, Fraudulent Investment Scheme, fraudulent offering, Fraudulent Offering and Sale, Fraudulent Sales, Fraudulent Scheme, Oil and Gas, oil-and-gas company, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Complaint, SEC Enforcement, SEC Investigation, SEC Law, SEC Lawyer, SEC litigation, Securities Act of 1933, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Exchange Act, Securities Exchange Act of 1934, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securities Offering, Securitieslawyer101, Shezad Akbar, Texas, Unregistered broker
On March 14, 2018, the Securities and Exchange Commission charged Elizabeth Holmes and Silicon Valley-based private company Theranos Inc., with raising more than $700 million from investors through an elaborate, years-long fraud scheme in which they exaggerated or made… Read More
Category: Blog Posts Tags: Aiding and Abetting, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, CEO, Defraud, Defrauded Investors, defrauding, Elizabeth Holmes, False Statement, Fraud, Fraud Scheme, Ramesh "Sunny" Balwani, Ramesh Balwani, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Law, SEC Lawyer, SEC litigation, Securities Act of 1933, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Exchange Act of 1934, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101, Silicon Valley, Stock Fraud, Stock Fraudster, Theranos, Trading Suspension, U.S Department of Defense
On February 21, 2018, the Securities and Exchange Commission charged a former bitcoin-denominated platform known as BitFunder and its operator with operating an unregistered securities exchange and defrauding users of that Bitcoin exchange. The SEC also charged the… Read More
Category: Blog Posts Tags: Bitcoin, Bitcoin Attorney, Bitcoin Fraud, Bitcoin Lawyer, Bitcoin Stock Exchange, Bitfunder, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Defraud, Defraud Retail Investors, Jon E. Montroll, Jon Montroll, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Complaint, SEC Enforcement, SEC Investigation, SEC Law, SEC Lawyer, SEC litigation, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101
On March 23rd the Securities and Exchange Commission announced charges and a preliminary injunction and asset freeze against Niket Shah, a New Jersey resident who it alleges stole more than $250,000 in a Ponzi scheme in which his… Read More
Category: Blog Posts Tags: Altering financial statements, Anti-fraud, Anti-Fraud Provisions, antifraud, Antifraud Provisions, antifraud violations, Asset Freeze, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Defraud, Defraud Retail Investors, Defrauded Investors, defrauding, defrauding investors, Fraud, Fraudster, Niket, Niket Shah, Ponzi, Ponzi Scheme, Ponzi-like, Ponzi-like payments, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Complaint, SEC Law, SEC Lawyer, SEC litigation, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securities Offering, Securitieslawyer101, Shah, Spark Trading, Spark Trading Group, Stock Fraudster
On March 9, 2018, Robert W. Murray was sentenced to two years imprisonment in connection with a scheme to manipulate Fitbit securities through false filings on the SEC’s EDGAR system. Murray pled guilty on November 7, 2017. The criminal charges… Read More
Category: Blog Posts Tags: Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Edgar, Edgar Filing, Edgar Filings, Edgar Manual, EDGAR system, False EDGAR, Fitbit, Fradulent Manipulation, Judge Katherine B. Forrest, Manipulated Scheme, Manipulated Stocks, Manipulation, Manipulative Trading, Market Manipulation Scheme, Robert Murray, Robert W. Murray, Scheme, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Complaint, SEC Edgar database, SEC Enforcement, SEC Investigation, SEC litigation, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securities Offering, Securitieslawyer101, Stock Manipulation Scheme
One March 22nd the Securities and Exchange Commission announced settled charges against McKinley Mortgage, the operators of a real estate investment business who engaged in a years-long scheme to bilk hundreds of investors – including many retail investors… Read More
Category: Blog Posts Tags: Alaska Financial Company, Anti-fraud, antifraud, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Caleb Preston, Charles Preston, Defraud, Defraud Retail Investors, Defrauded Investors, Exchange Act, Fraud, Going Public Attorney, Going Public Lawyer, Laura Sanford, McKinley Mortgage, Scheme, SEC, SEC Action, SEC antifraud, SEC Attorney, SEC Charges, SEC Lawyer, SEC litigation, Securities Act of 1933, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101, Tobias Preston
A federal judge has ordered the co-founder and former CEO of investment management firm F-Squared Investments to pay over $13 million after a federal jury found him liable for making false and misleading statements to investors as the public face… Read More
Category: Blog Posts Tags: Advisers Act, AlphaSector, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, CEO, Disgorgement, F-Squared, F-Squared Investments, false, false statements, Fraud, Going Public Lawyer, Howard B. Present, Howard Present, Investment Advisers Act, Investment Advisers Act of 1940, Present, SEC, SEC Action, SEC Attorney, SEC Complaint, SEC Investigation, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101
On March 8th the Securities and Exchange Commission announced settled charges against Robert Mark Magee, who is the principal, sole owner, and sole employee of Valor Capital Asset Management LLC, an Austin, Texas-based investment adviser for defrauding his… Read More
Category: Blog Posts Tags: Anti-fraud, Anti-Fraud Provisions, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Cheating, Cheating Clients, Cherry-Picking, Cherry-Picking Scheme, DERA, Division of Economic and Risk Analysis, Fraud, Fraudulent, Fraudulent Cherry-Picking, Fraudulent Cherry-Picking Scheme, Going Public Lawyer, Robert Magee, Robert Mark Magee, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Investigation, SEC Law, SEC Lawyer, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securitieslawyer101, Valor Capital Asset Management
