Dilution Funder - Securities & Forensic Lawyers

Nicholas Lattanzio Charged in Hedge Fund Fraud

On June 10, 2015, the Securities and Exchange Commission announced that it had charged Nicholas Lattanzio, the manager of Black Diamond Capital Appreciation Fund for falsely promising small businesses that he would arrange project financing for them and… Read More

FINRA Blacklists Curt Kramer, Mazuma and Asher Enterprises

ECOS attached FINRA’s letter to Michael Siegel, president and chief executive officer of Ecolocap, as Exhibit 99.1 to the filing.  The letter informed Siegel of its decision.  FINRA acted pursuant to the provisions of Rule 6490, which allows… Read More