Form 10 Registration Statement - Securities & Going Public Lawyers

What is Form 10 Information? Going Public Attorneys

Securities Lawyer 101 Blog Form 10 is a Registration Statement used to register a class of securities pursuant to Section 12(g) of the Securities Exchange Act of 1934 (“Exchange Act”).  This blog post addresses common questions we receive… Read More

Securities Law & Going Public Attorneys

  Going public is a big step for any company.  The process of “going public” is complex and at times precarious.  While going public offers many benefits it also comes with risks and quantities of regulations with which… Read More

What Documents Do Going Public Attorneys Review?

Proper disclosure is critical during the going public process.  SEC disclosures are most often prepared by the company’s going public attorney. The securities laws require that companies provide expansive disclosures in registration statements filed with the Securities and Exchange… Read More

What Is A Form 10 Registration Statement? Going Public Lawyers

Form 10 is a type of registration statement used to register a class of securities under Section 12(g) of the Securities Exchange Act of 1934 (“Exchange Act”). Both public and private companies can register a class of securities on Form 10…. Read More

What’s Wrong With A Form 10 Shell?

Many issuers seeking to raise capital often attempt to go public using a reverse merger with a public shell. Blank Check Companies, which file a Form 10 Registration Statement (“Form 10 Shell”), are being marketed as a method for private… Read More

Form 10 Registration State v Form S-1 Registration Statement

Form S-1 registration statements provide issuers with flexibility in going public transactions.  A registration statement on Form S-1 can be used to register specific securities for a company to sell to investors and specific shares for the company’s shareholders… Read More

How Form S-1 and Form 10 Registration Statements Are Different

Going public often refers to the process of a company filing a registration statement under the Securities Act of 1933, as amended to register securities for public sale. Unlike a registration statement on Form S-1, a Registration statement on… Read More

Form 10 Registration Statements -The Going Public Lawyers

Securities Law 101 Blog Registration Statements on Form 10 (“Form 10”) register a class of securities under Section 12(g) of the Securities Exchange Act of 1934 (the “Exchange Act”).  Unlike securities registered under the Securities Act of 1933… Read More

The Exchange Act Lawyer’s Role In Going Public Matters

Securities Lawyer 101 Form 10 registration statements and Exchange Act reporting are required by Securities Exchange Act of 1934 (the “Securities Exchange Act”) under certain circumstances. Exchange Act reporting follows going public transactions when the issuer files a… Read More

SEC Reporting After a Form 10 Registration Statement

If a company files a registration statement on Form 10 under Section 12 of the Exchange Act, it becomes an SEC reporting company and the company becomes subject to the same annual, quarterly, and current reporting obligations that result… Read More