Form S1 Lawyer - 3/4 - Securities & Forensic Lawyers

Transparency Bootcamp – Custodianship Disclosures In Reverse Mergers

Securities Lawyer 101 Blog Recently custodianship and/or receivership proceedings involving publicly traded companies have been in the spotlight because of the increasing number of fraudsters seeking these appointments so that they can create their own personal inventory of… Read More

Transparency Bootcamp – BrokerCheck 101 By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog Any investor seeking to find out information about a penny stock should begin by investigating management, brokers and the promoters involved with the issuer.  FINRA BrokerCheck provides a free online database about brokers and… Read More

Form S-1 Going Public Bootcamp – Going Public Lawyers

The process of “going public” with a SEC registration statement is complex and at times precarious.  While going public offers many benefits it also comes with risks and quantities of regulations with which issuers must become familiar.   Despite the risks even in a down… Read More

SEC Suspends Cannabusiness Group – By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog On May 7, 2014, the Securities and Exchange Commission (“SEC”) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading of the securities of Cannabusiness… Read More

SEC Issues Partial Stay of Conflict Minerals Rules By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog On May 2, 2014, the Securities and Exchange Commission  issued an order stating the effective date for compliance with the portions of the Conflict Minerals Rules specifically Exchange Act Rule 13p-1 and Form SD that would… Read More

What is Form 211? Going Public Attorneys

The Financial Industry Regulatory Authority (“FINRA”) filed with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change that will impact Form 211 filings in going public transactions.  The proposals seek to amend FINRA Rule 6432 to… Read More

NutraFuels, Inc. Form S-1 Registration Statement Becomes Effective

Securities Lawyer 101 Blog NutraFuels, Inc., a company engaged in the manufacturing and distribution of oral nutritional spray products, announced today that the Company’s registration statement on Form S-1 has been declared effective by the Securities Exchange Commission… Read More

What is Form S-1 Summary Information? Securities Attorney 101

Securities Lawyer 101 Blog Form S-1 is the most commonly used registration statement statement filing with the Securities and Exchange Commission (“SEC”). This blog post addresses the summary information section of Form S-1. The requirements of the section are located… Read More

How Can I Remove a DTC Chill Or Global Lock? Securities Lawyer 101

Securities Lawyer 101 Blog DTC Chills and global locks continue to be a growing problem for small companies. The Depository Trust and Clear Corporation (“DTCC”), through its subsidiaries, provides clearing, settlement and information services for securities.  DTCC’s subsidiary,… Read More

Going Public Attorneys

EB-Offerings - Going Public Attorneys

The going public attorneys at Hamilton & Associates Law Group have provided private companies with their going public solutions for more than ten years. We will design and implement the going public structure most beneficial to your company…. Read More