Going Public Attorney - 10/13 - Securities & Forensic Lawyers

SEC Seeks to Reduce Gobbledygook Disclosures By: Securities Lawyer 101

Securities Lawyer 101 Blog This month, the Securities and Exchange Commission (the “SEC”) provided guidance related to the enhanced mutual fund disclosure amendments it adopted in 2009.  The SEC’s guidance is based on comments the staff of the Division of… Read More

FINRA Bars Success Trade Securities By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog This month Success Trade Securities was ordered to pay $13.7 million in restitution and expelled by a Financial Industry Regulatory Authority (“FINRA”) hearing panel. Success Trade Securities allegedly  ran a Ponzi scheme targeting professional… Read More

Going Public Lawyer Insights About DPOI’s & IPO’s

A private company going public is subject to three federal securities laws, each with its own unique requirements.  The three laws are the Securities Act of 1933 (the “Securities Act”), the Securities Exchange Act of 1934 (the “Exchange Act”) and… Read More

SEC Periodic Reports – Going Public Attorneys

Issuers become subject to the SEC’s periodic reporting requirements a number of ways including by filing a registration under the Securities Act of 1933, as amended or pursuant to the  Securities Exchange Act of 1934. The SEC rules… Read More

Form F-1 Going Public Attorneys – Foreign Issuer Lawyers

SEC Form F-1 is commonly used by foreign issuers in connection with their going public transaction. Typically, foreign companies seeking to raise capital attempt to obtain public company status.  Foreign companies that go public in the U.S. can register… Read More

SEC Suspends Andalusian Resorts By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog On May 19, 2014, the Securities and Exchange Commission (“SEC”) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading in the securities of Andalusian Resorts and… Read More

SEC Suspends Cannabusiness Group – By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog On May 7, 2014, the Securities and Exchange Commission (“SEC”) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading of the securities of Cannabusiness… Read More

Hamilton & Associates to Publish OTC Pink Paper Series

Securities Lawyer 101 Blog BOCA RATON, Fla., March 21, 2014 /PRNewswire/ — Due to the fundamental changes in 2013 that continue to shape the new Securities landscape for capital raising and going public on the OTC Markets OTC Pinks, Hamilton… Read More

SEC Suspends Broadcast Live Digital l Securities Lawyer 101

Securities Lawyer 101 Blog On March 4, 2014, the Securities and Exchange Commission (“SEC”) announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (“Exchange Act”), of trading in the securities of Broadcast… Read More

Going Public Attorneys

EB-Offerings - Going Public Attorneys

The going public attorneys at Hamilton & Associates Law Group have provided private companies with their going public solutions for more than ten years. We will design and implement the going public structure most beneficial to your company…. Read More