Going Public Securities Lawyer - Securities l Corporate l Business Law

How to Go Public Using Form S-1 – Going Public Lawyers

Using a Form S-1 Registration Statement to Go Public Private companies that go public commonly use a registration statement (“Registration Statement”) on Form S-1 under the Securities Act of 1933, as amended (the “Securities Act”) to go public…. Read More

FINRA Rule 6490 – Going Public Attorneys

Significant changes to FINRA Rule 6490 were enacted in September 2010.  Though FINRA’s principal mandate is to regulate broker-dealers, historically it has always exercised some oversight of the over-the-counter markets.  Part of that oversight involves processing corporate action… Read More