Halcyon Cabot Parters - Going Public Lawyers

SEC Identifies Three More to Charge in Penny Stock Case

  On November 4, 2015, the Securities and Exchange Commission (SEC) announced it has identified three moreĀ individuals to charge in a penny stock manipulation case that the agency filed last year againstĀ alleged corrupt brokers and others. The SEC… Read More

FINRA Expels Halcyon Cabot Partners

The Financial Industry Regulatory Authority (FINRA) announced today that it has expelled Halcyon Cabot Partners, Ltd., and barred Chief Executive Officer Michael Morris and Chief Compliance Officer Ronald Heineman from the securities industry, for securities fraud, sales practice… Read More