Offering Price - Securities l Corporate l Business Law

Going Public With A DPO – Going Public Securities Attorneys

One of the most efficient and cost effective ways to achieve public company status is by using a Direct Public Offering.  The Direct Public Offering Attorneys at Hamilton & Associates will assist you with your Direct Public Offering… Read More

Regulation A+ DPO Attorneys – Going Public Attorneys

Most  private companies are unable to locate an underwriter prior to going public. Regulation A+ provides a new option for issuers seeking to raise capital without an underwriter. A direct public offering (“Direct Public Offering”) provides a viable… Read More

What Do Selling Shareholders Disclose In Form S-1? Going Public Lawyers

Securities Lawyer 101 Blog Companies going public have a variety of structures for their transactions. Companies can sell shares in reliance upon Rule 506 of Regulation D and file a selling shareholder registration statement with the Securities and Exchange… Read More

Summary Financial Information in Form S-1 Registration Statements

Securities Lawyer 101 Blog Under the JOBS Act, an Emerging Growth Company may provide two years of summary financial information in its SEC registration statement or for the period from the date of the company’s inception, if shorter, and… Read More

Whistleblower Awarded $64 Million in JPMorgan Case

A former JPMorgan Chase employee, Keith Edwards, is about to receive nearly $64 million for whistleblowing.  Much has been written recently about the Whistleblower program now administered by the Securities and Exchange Commission (“SEC”), by Edwards pursued a… Read More

Public Float Scams l Securities Lawyer 101

Securities Lawyer 101 Blog When companies go public, insiders often employ various mechanisms to control the company’s free trading shares also known as the “public float”.  When these mechanisms avoid the SEC’s registration and anti-fraud provisions, they are… Read More

SEC Continues Trading Suspensions to Prevent Custodianship Fraud

On March 21, 2014, the Securities and Exchange Commission (the “SEC”) announced the trading suspension of trading of the following issuers, commencing at 9:30 a.m. EDT on March 20, 2014 and terminating at 11:59 p.m. EDT on April… Read More

SEC Suspends Petrotech Oil and Gas l Securities Lawyer 101

On March 14, 2014, the Securities and Exchange Commission (“SEC”)  announced the temporary suspension,  pursuant to Section 12(k) of the Securities Exchange Act of 1934 (the “Exchange Act”), of trading of the securities of Petrotech Oil and Gas,… Read More

Offering Price & Dilution Disclosures in Registration Statements

Securities Lawyer 101 Blog Companies going public have several options in how to structure their transaction when filing a Form S-1 registration statement. The issuer can seek to raise capital by registering shares to sell through an Initial… Read More

Richard Altomare Convicted of Securities Fraud

Securities Lawyer 101 Blog On February 26, 2014, the United States Attorney for the Southern District of Florida, and Federal Bureau of Investigation (FBI), Miami Field Office, announce that a federal jury convicted Richard Altomare, 65, of Palm… Read More