Pink Sheet - Securities & Going Public Lawyers

What is Form 10 Information? Going Public Attorneys

Securities Lawyer 101 Blog Form 10 is a Registration Statement used to register a class of securities pursuant to Section 12(g) of the Securities Exchange Act of 1934 (“Exchange Act”).  This blog post addresses common questions we receive… Read More

How Do I Go Public on the OTC Pink? – Going Public Lawyer

Securities Lawyer 101 Blog Many private companies that go public are opting for the listing on the OTC Market’s OTC Pinks due to the increased costs and more stringent regulations associated with Securities and Exchange Commission (“SEC”) reporting. … Read More

OTC Pink Current Q & A l By: Brenda Hamilton Attorney

Securities Lawyer 101 Blog Companies quoted with the OTC Pink tier are assigned to one of three tiers by the OTCMarkets based upon the amount of disclosure provided to the public.  The OTC Pink Current tier is the highest of… Read More

What are the OTC Markets Reporting Requirements?

Securities Lawyer 101 Blog Unlike securities listed on stock exchanges such as NASDAQ or the NYSE, securities may trade through the OTC Markets interdealer quotation system whether they are a Securities and Exchange Commission (“SEC”) reporting issuer or not…. Read More

OTC Pink Sheets 101 – Going Public Attorneys

Securities Lawyer 101 Blog Q. What are the OTC Markets OTC tiers available to OTC Pink Sheet companies? A. Companies on the OTC Pink Sheets are assigned to one of three tiers by the OTC Markets based upon… Read More

SEC Suspends 14 Companies To Prevent Corporate Hijackings

Securities Lawyer 101 Blog On October 31, 2013, the Securities and Exchange  Commission suspended trading in 14 zombie companies’ shares, due to their failure to file required SEC filings and reports.   The SEC filed two Orders of Trading Suspensions, with each… Read More

OTC Pink Listings l Pink Paper Series

Securities Law Blog A private company seeking to go public can obtain a stock ticker or trading symbol assignment from the Financial Industry Regulatory Authority (“FINRA”) if it meets certain requirements. This enables the company to be quoted… Read More

OTCQX Eliminates Penny Stocks l Securities Lawyer 101

Securities Lawyer 101 Blog The OTCMarkets describes its OTCQX marketplace as the premier tier of the U.S. Over-the-Counter (OTC) markets, providing investors with an objective measure to ide3ntify exceptional OTC-traded companies.  The OTCQX U.S. is designated by the OTCMarkets… Read More

OTC Markets Pink Sheet Lawyer Q & A

OTC Markets Pink Sheet Q. What are the benefits of listing on the OTC Markets OTC Pink Sheets? A. There are a couple of benefits for companies opting to list on the OTC Pink Sheets. Pink Sheet listings… Read More

Market Makers in Going Public Matters l Securities Lawyer 101

Securities Lawyer 101 Blog The last step in going public transactions is most often obtaining a stock trading or ticker symbol from the Financial Industry Regulatory Authority (“FINRA”). For a company to obtain a ticker, a market maker must file… Read More