On June 19, 2018, The Securities and Exchange Commission (“SEC”) filed charges and obtained an asset freeze against the individuals and companies behind a $102 million Ponzi scheme that deceived investors throughout the U.S. According to the SEC’s… Read More
Category: Blog Posts Tags: Antifraud Provisions, Asset Freeze, Brenda Hamilton Securities Lawyer, Christopher Parris, Financial Industry Regulatory Authority, FINRA, First Nationle Solution LLC, John Piccarreto, Multimillion Dollar Ponzi Scheme, Paul LaRocco, Percipience Global Corp, Perry Santillo, Ponzi, Ponzi Scheme, Ponzi-like payments, SEC Charges, SEC Complaint, Securities Law Blog, The Securities and Exchange Commission, Thomas Brenner, United RL Capital Services
On April 16, 2018, the Securities and Exchange Commission charged Amrit Chahal with orchestrating an investment scheme over several years. The SEC’s complaint alleges that, from at least February 2015, Amrit Chahal, of Fairfax, Va., used his company,… Read More
Category: Blog Posts Tags: Amrit Chahal, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brendan McGlynn, Christine O'Neil, Christopher Kelly, Criminal Charges, FBI, Fraud, Fraudulent Investment Scheme, Going Public, Investment Adviser, Investment Scheme, Jennifer Barry, Kelly Gibson, Ponzi, Ponzi-like payments, Rule 10b-5, Sarah Hall, SEC Action, SEC Charges, SEC Complaint, SEC Emergency Action, SEC Enforcement, Section 10(b), Section 17(a), Securities Act of 1933, Securities Attorney Brenda Hamilton, Securities Blog, Securities Exchange Act of 1934, Securitieslawyer101, Virginia
On March 23rd the Securities and Exchange Commission announced charges and a preliminary injunction and asset freeze against Niket Shah, a New Jersey resident who it alleges stole more than $250,000 in a Ponzi scheme in which his… Read More
Category: Blog Posts Tags: Altering financial statements, Anti-fraud, Anti-Fraud Provisions, antifraud, Antifraud Provisions, antifraud violations, Asset Freeze, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton Securities Attorney, Brenda Hamilton Securities Lawyer, Defraud, Defraud Retail Investors, Defrauded Investors, defrauding, defrauding investors, Fraud, Fraudster, Niket, Niket Shah, Ponzi, Ponzi Scheme, Ponzi-like, Ponzi-like payments, SEC, SEC Action, SEC Attorney, SEC Charges, SEC Complaint, SEC Law, SEC Lawyer, SEC litigation, Securities Attorney, Securities Attorney Brenda Hamilton, Securities Blog, Securities Fraud, Securities Law, Securities Law Blog, Securities Lawyer, Securities Lawyer 101, Securities Lawyer Brenda Hamilton, Securities Offering, Securitieslawyer101, Shah, Spark Trading, Spark Trading Group, Stock Fraudster
On September 6, 2017, the Securities and Exchange Commission (“SEC”) charged Scott Newsholme, a New Jersey-based tax preparer and investment adviser, with stealing more than $1 million from clients to support his gambling habit and other personal expenditures. The… Read More
Category: Blog Posts Tags: Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Brenda Hamilton SEC Attorney, Brenda Hamilton Securities Lawyer, Ponzi-like payments, Scott Newsholme, SEC Attorney, SEC Law, SEC Lawyer, Securities Attorney, Securities Exchange Act of 1934, Securities Law, Securities Lawyer, Securitieslawyer101
