Prospectus - Securities & Forensic Lawyers

What is a Form 144 Notice of Sales? Going Public Lawyer

Securities Lawyer 101 Blog Rule 144 requires that a “Notice of Sale” on Form 144 be filed by any person for whose account the securities are being sold if the person is an affiliate at the time of sale,… Read More

Overview of Disclosures Drafted by a Going Public Lawyer

Private companies seeking public company status should weigh the benefits and risks before going public. The right going public attorney can help you weigh these risks and avoid many of the pitfalls surrounding going public transactions.  A going… Read More

What Are the Prospectus Delivery Requirements? Going Public

Securities Lawyer 101 Blog Under the Securities Act of 1933 as amended (the “Securities Act”), a Company that conducts an initial public offering (“IPO”) including in a going public transaction must adequately disclose material information to investors.  These… Read More

What Is Required In a Form S-1 Registration Statement?

Securities Lawyer 101 Form S-1 registration statements are the most commonly used registration statement form.  It allows issuers to register various types of offerings and the form can be used by both public and private companies engaged in going… Read More

Prospectus Disclosure Requirements – Going Public Attorneys

  The prospectus is the most important document of a public offering. The prospectus is the document provided to investors in the issuer’s offering.  The prospectus is contained in the registration statement filed  under the Securities Act of 1933, as… Read More