Regulation A Offering - Going Public Lawyers
Since Regulation A+ was adopted in 2015, it has gained notable market acceptance. Regulation A+ provides an offering that can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction allowing the issuer to avoid the… Read More
Category: Blog Posts Tags: Blue Sky, Brenda Hamilton, Brenda Hamilton Attorney, Brenda Hamilton Lawyer, Going Public, Market Liquidity, NASDAQ, NASDAQ Stock Exchange, New York Stock Exchange, NYSE, Regulation A, Regulation A Exemption, Regulation A Offering, Regulation A Offerings, Regulation A Tier 1, Regulation A Tier 2, SEC Reporting, SEC Reporting Requirement, SEC reporting requirements, Secondary Trading, Securities Attorney, Securities Law Blog, Securities Lawyer, Securitieslawyer101, State Blue Sky, Tier 1, Tier 1 Offering
The Securities & Exchange Commission’s amendments to Regulation A went into effect on June 19, 2015 and are now over three years old. The amendments known as Regulation A+ have gained market acceptance not only by the OTC… Read More
Category: Blog Posts Tags: Blue Sky, Brenda Hamilton, Brenda Hamilton Attorney, Going Public, Market Liquidity, NASDAQ, NASDAQ Stock Exchange, New York Stock Exchange, NYSE, Regulation A, Regulation A Exemption, Regulation A Offering, Regulation A Offerings, Regulation A Tier 1, Regulation A Tier 2, Secondary Trading, Securities Law Blog, Securities Lawyer 101, Tier 1, Tier 1 Offering
Posted by Brenda Hamilton, Securities Attorney Regulation A also known as Regulation A+ provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. One key benefit of… Read More
Category: Blog Posts Tags: Continuous Offering, Delayed Offering, Form 1-A, Form 1-A Offering Circulars, Form 1-SA, Form 1-Z, Going Public, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Disclosure, Regulation A Lawyer, Regulation A Offering, Regulation A Offerings, Regulation A Shelf, Regulation A Shelf Offering, Regulation A Tier 1, Regulation A Tier 1 Offering, Regulation A Tier 2, Regulation A Tier 2 Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, Rule 251(d)(3), SEC qualified Form 1-A., SEC Reporting Company, SEC Reporting Requirement, SEC reporting requirements, Securities Offering, Seed Stockholders, Shelf Offering, Ticker Symbol, Tier 1, Tier 2
The Regulation A + offering integration rules prevent companies from improperly avoiding registration by dividing a single securities offering into multiple securities offerings to take advantage of Securities Act exemptions that would not be available for the combined offering. Regulation A… Read More
Category: Blog Posts Tags: Exempt Offering, Go Public, Going Public, Going Public Lawyer, Integration, Regulation A, Regulation A Attorney, Regulation A Law Firm, Regulation A Lawyer, Regulation A Offering, Regulation A+ Lawyers, Rule 506, Rule 506(c), SEC Offering, SEC reporting requirements, Securities Offering
Resale Considerations in Regulation A+ Offerings Regulation A+ provides Issuers with the ability to create liquidity by including shares held by selling security in the offering. This enables investors access to liquidity through secondary sales as a part… Read More
Category: Blog Posts Tags: 15c2-11, Exempt Offering, Form 211, Form S-1, Go Public, Going Public Lawyer, Integration, Regulation A, Regulation A Attorney, Regulation A Law Firm, Regulation A Lawyer, Regulation A Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Regulation A+ Offering Program, Regulation A+ Regulation A Attorney, Rule 506, Rule 506(c), Secondary Trading of Regulation A+ Shares, Secondary Trading Regulation A, Securities Offering, Tier 1, Tier 2
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction allowing the issuer to avoid the risks… Read More
Category: Blog Posts Tags: Bad Actor, Crowdfundings, Direct Public Offerings, FINRA, Form 1-A, Form 1-Z, Form 8-A, Going Public, Intitial Public Offerings, MD & A, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Lawyer, Regulation A Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Regulation A+ Regulation A Attorney, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, Seed Stockholders, Tier 1, Tier 2
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. Regulation A+ simplifies the process of obtaining the seed stockholders required… Read More
Category: Blog Posts Tags: Form 1-A, Form 1-SA, Form 1-Z, Going Public, Going Public Attorney, Going Public Law, Going Public Lawyer, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Lawyer, Regulation A Offering, Regulation A Offerings, Regulation A Tier 1, Regulation A Tier 1 Offering, Regulation A Tier 2, Regulation A Tier 2 Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, SEC reporting requirements, Seed Stockholders, Tier 1, Tier 2
A correctly designed Regulation A Offering Program can minimize your financial risk and significantly enhance your ability to raise money, but not how you may think. Both issuers and selling shareholders can benefit from Regulation A +. A… Read More
Category: Blog Posts Tags: A+ Offering Program, Accredited, Blue Sky, Crowdfunding, Form 1-A, Form S-1, Form S-1 Lawyers, Form S-1 Offering, Going Public, Non-Accredited Investors, OTC Markets, OTC Markets OTCQB, PCAOB, Proxy Rules, Public Company Accounting Oversight, Raise Capital, Raise Money, Regulation A, Regulation A Law Firm, Regulation A Offering, Regulation A+ Lawyers, Regulation A+ Offering Program, S-1 Offering, Test the Waters
On June 19, 2015, Regulation A+ became effective. The new rules which were promulgated under the Jumpstart Our Business Startups Act (JOBS Act), create two Tiers of exempt offerings, both of which allow securities to be offered and sold to the… Read More
Category: Blog Posts Tags: Blue Sky laws, Brenda Hamilton, Edgar, Form 1-A, Form S-1, JOBS Act, Offering Circular, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Offering, Regulation A Offering Statement, Regulation A Tier 1 Offering, Tier 1, Tier 1 Offering, Tier 2, Tier 2 Offering
With equity crowdfunding now legal, we can expect to see the Securities & Exchange Commission (“SEC”) keeping a close watch for unregistered broker dealers and funding portals. In an administrative proceeding a few weeks ago, the SEC ordered… Read More
Category: Blog Posts Tags: Alternative Securities Marketing Group Corp (ASMG), Blue Coast Banc, Blue Coast Securities Corp. (Blue Coast), Crowdfunding Prtal, DBA Globalcrowdtv, Equity Crowdfunding, Equity Crowdfunding Offering, Funding Portal, Inc., Registered Broker-Dealer, Regulation A, Regulation A Offering, SEC allegations, Steven J. Meuh;er, Unregistered Securities
