Rule 506(c) - 2/3 - Going Public Lawyers

What is an Accredited Investor Verification Provider?

“Accredited Crowdfunding” under Rule 506(c) of Regulation D of the Securities Act of 1933, as amended allows an issuer to use general solicitation in connection with its private placement of securities. Rule 506(c) requires the issuer to take… Read More

Crowdfunding for Private Companies – Crowdfunding Lawyers

Sometimes, a company seeking to raise capital may not want to spend the time and expense of an initial public or direct public offering.  In such circumstances, the company should consider an exempt offering. Even though the SEC… Read More

The SEC’s Oversight of the Registration Statement Process

Securities Lawyer 101 Blog The Securities and Exchange Commission (“SEC”) is the key regulator of going public transactions, securities offerings and securities professionals. During the going public and registration statement process the SEC provides oversight of various professionals… Read More

The SEC Provides Guidance For Accredited Investor Verification

On July 3, 2014, the Securities and Exchange Commission (“SEC”) six compliance and disclosure interpretations (“CD&I”) providing guidance as to the accredited investor verification in Rule 506(c) offerings.  On September 23, 2013, the Rule 506(c) became effective.  The rule… Read More

Aqua Gardens Family Farm Announces Rule 506(c) Offering & Going Public Transaction

Securities Lawyer 101 Blog Aqua Gardens Family Farm, Inc. a developer of a seed to market system of growing mixed bouquets of lettuce in five weeks announces offering using General Solicitation to seek Accredited Investors pursuant to Rule 506(c)… Read More

Accredited Crowdfunding Attorneys

Accredited Crowdfunding Attorney

Rule 506(c) under the JOBS Act fundamentally changes the way unregistered offerings may be conducted.  While the rule imposes stringent requirements, these requirements are manageable for issuers with effective compliance strategies into place. Because of the JOBS Act and new… Read More

Senators Request Pre-Filing of Form D

Securities Lawyer 101 Blog A fundamental principle of the federal securities laws is that the purchase or sale of a security must be subject to a registration statement under the Securities Act of 1933 (“Securities Act”) or exempt… Read More

Accredited Crowdfunding Direct – Crowdfunding Lawyers

Tips For Compliance & Procedures – Direct Crowdfunded Offerings The offer and sale of securities using accredited crowdfunding pursuant to Rule 506(c) of Regulation D under the Securities Act of 1933, as amended allows a company to use general… Read More

How Does A Company Verify Accredited Investor Status?

Verifying Accredited Investor Status in Rule 506(c) Offerings Rule 506(c) of Regulation D of the Securities Act of 1933, as amended allows issuers to engage in general solicitation and advertising of their exempt offering if specific requirements are met…. Read More

Investor Relations and Rule 506 (c) Offerings

Securities Lawyer 101 Blog As of Sept 23, 2013, issuers can advertise their securities offerings under Rule 506(c) of Regulation D. Rule 506(c) removes the 80-year prohibition against the general solicitation and advertising of private placements. Since the… Read More