S-1 registration statement Archives

Rule 701 Stock Issuances While a Form S-1 Is Pending: IPO Equity Grants, Cheap Stock, and SEC 2026 Guidance

May 20, 2026

Nasdaq Primary vs. Secondary Direct Listings

January 14, 2026

A Nasdaq direct listing allows an issuer to list its common equity on the exchange without the traditional underwritten initial public offering…

How Companies Go Public: Comparing IPO, DPO, S-1, Regulation A & Reverse Merger Pathways

December 4, 2025

Understanding IPOs

May 23, 2025

OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants

August 4, 2024

Form S-1 Registration Statements – What Companies Need To Know About Form S-1 & Going Public

March 27, 2024

OTC Markets 101 – The Basics of Listing – OTCQB

March 22, 2024

Form S-1 Registration Statement Attorneys – Going Public Lawyers

March 12, 2024

Form S-1 Registration Statements Going Public NASDAQ NYSE and OTC Markets

October 9, 2023

All issuers qualify to use a Form S-1 Registration Statement in connection with going public to register the offer and sale of…

Is Form 10 Registration Different than Form S-1?

January 29, 2020

Non-Traditional IPO: Direct Listing Process (DLP)

December 2, 2019

SEC Suspends OTC Markets Issuers-Posted by Brenda Hamilton

January 13, 2018

Attorney Adam Tracy & the Nefarious World of Custodianship Shells

November 14, 2016

Attorney Adam Tracy & the Nefarious World of Custodianship Shells

March 8, 2016

SEC Charges American Growth Funding II with Fraud

February 29, 2016

Court Approves Summary Judgment Against Stewart Merkin

February 20, 2016

SEC Obtains Summary Judgment Against Andrew Farmer in Pump-And-Dump Scheme

November 1, 2015