Posted by Brenda Hamilton, Securities Attorney Regulation A also known as Regulation A+ provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. One key benefit of… Read More
Category: Blog Posts Tags: Continuous Offering, Delayed Offering, Form 1-A, Form 1-A Offering Circulars, Form 1-SA, Form 1-Z, Going Public, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Disclosure, Regulation A Lawyer, Regulation A Offering, Regulation A Offerings, Regulation A Shelf, Regulation A Shelf Offering, Regulation A Tier 1, Regulation A Tier 1 Offering, Regulation A Tier 2, Regulation A Tier 2 Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, Rule 251(d)(3), SEC qualified Form 1-A., SEC Reporting Company, SEC Reporting Requirement, SEC reporting requirements, Securities Offering, Seed Stockholders, Shelf Offering, Ticker Symbol, Tier 1, Tier 2
Three years after becoming effective, a Regulation A+ amendment has been approved. Last month, the Economic Growth, Regulatory Relief, and Consumer Protection Act (the “Act”) was signed into law and included notable legislation expanding Regulation A+. The Act directs the… Read More
Category: Blog Posts Tags: Form 1-A, Form 1-Z, Form 8-A, Going Public, Intitial Public Offerings, MD & A, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Lawyer, Regulation A+ Amendment, Regulation A+ Amendments, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, SEC reporting requirements, Seed Stockholders, Tier 1, Tier 2
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction allowing the issuer to avoid the risks… Read More
Category: Blog Posts Tags: Bad Actor, Crowdfundings, Direct Public Offerings, FINRA, Form 1-A, Form 1-Z, Form 8-A, Going Public, Intitial Public Offerings, MD & A, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Lawyer, Regulation A Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Regulation A+ Regulation A Attorney, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, Seed Stockholders, Tier 1, Tier 2
Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with direct public offerings and initial public offerings as part of a Going Public Transaction. Regulation A+ simplifies the process of obtaining the seed stockholders required… Read More
Category: Blog Posts Tags: Form 1-A, Form 1-SA, Form 1-Z, Going Public, Going Public Attorney, Going Public Law, Going Public Lawyer, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A Attorney, Regulation A Lawyer, Regulation A Offering, Regulation A Offerings, Regulation A Tier 1, Regulation A Tier 1 Offering, Regulation A Tier 2, Regulation A Tier 2 Offering, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, SEC reporting requirements, Seed Stockholders, Tier 1, Tier 2
The Anti-Fraud Provisions And Regulation A+ On March 25, 2015, the Securities and Exchange Commission adopted final rules amending Regulation A. The new rules are often referred to as Regulation A+. These rules are designed to facilitate smaller companies’ access to… Read More
Category: Blog Posts Tags: Bad Actor, Crowdfundings, Direct Public Offerings, FINRA, Form 1-A, Form 1-Z, Form 8-A, Going Public, Intitial Public Offerings, MD & A, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, Seed Stockholders, Tier 1, Tier 2
Regulation A+ Lawyers Explain Regulation A+ With Q&A Series Regulation A+ expands existing Regulation A. Existing Regulation A provides an existing exemption from registration for smaller issuers of securities. Regulation A+ offerings can be used in combination with… Read More
Category: Blog Posts Tags: Bad Actor, Crowdfundings, Direct Public Offerings, FINRA, Form 1-A, Form 1-Z, Form 8-A, Going Public, Intitial Public Offerings, MD & A, Raising Capital, Registration Requirements, Registration Statement, Regulation A, Regulation A+ Attorneys, Regulation A+ Lawyers, Resell Restricted Securities, Restricted Securities, SEC Reporting Company, Seed Stockholders, Tier 1, Tier 2
