SEC Stop Order - Securities & Going Public Lawyers

Three SEC Stop Orders, One Mystery? Going Public Attorneys

On May 11, 2015, the Securities and Exchange Commission (“SEC”) instituted administrative proceedings against two penny stock companies, Visual Acumen, Inc., and First Xeris Corp. (FXER).  The purpose of the actions was to establish grounds for imposing stop… Read More

SEC Issues Stop Order For Comp Service’s Registration Statement

On April 23, 2014, the Securities and Exchange Commission (“SEC”)  issued a stop order to prevent a Northern California-based company from issuing stock after including false and misleading information in its amended registration statement for an initial public offering (IPO).   The… Read More