Selling Shareholder - Securities & Going Public Lawyers

Can I Sell Shares Under Section 4(1)? Going Public Lawyers

Rule 144 (“SEC Rule 144”) under the Securities Act of 1933 (“Securities Act”) provides a safe harbor from the registration statement provisions of the Securities Act for resale of restricted and  control securities by persons other than the issuer… Read More

Selling Stockholder Disclosures in Form S-1 Registration Statements

Securities Lawyer 101 Blog Companies going public have a variety of structures for their transactions.  Companies can go public using an initial public or direct public offering.  They can obtain their shareholders by selling stock in an initial… Read More

Regulation S-K Item 507 – Going Public Attorneys

Issuers filing registration statements on Form S-1 must provide the  Information required by Item 507 of Regulation S-K. Selling security holder disclosures are required in registration statements that register shares on behalf of existing stockholders. This type of… Read More

What Do Selling Shareholders Disclose In Form S-1? Going Public Lawyers

Securities Lawyer 101 Blog Companies going public have a variety of structures for their transactions. Companies can sell shares in reliance upon Rule 506 of Regulation D and file a selling shareholder registration statement with the Securities and Exchange… Read More