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Hamilton & Associates Law Group
101 Plaza Real South
Suite 202 North
Boca Raton, Florida 33432
Phone: 561-416-8956
Fax: 561-416-2855
https://www.securitieslawyer101.com
[email protected]
Categories
A+ Offerings and SEC Compliance
A+ SEC Reporting Requirements
A+ Reporting and Disclosure
A+ Secondary Sales
Accredited Crowdfunding
Accredited Investor Defined
Accredited Investor Verification
CF Crowdfunding SEC Reporting Requirements
Confidential Registration Statements
Control Person and Control Securities
Coronavirus - COVID-19
Coronavirus, SEC Extensions and Disclosures
Crowdfunding During Coronavirus - COVID-19
Corporate Hijackings
Crowdfunding
Crowdfunding Portals and Platforms
Direct Public Offering
Direct Public Offering Attorneys
Direct Public Offering SEC Reporting
Dormant Issuers
Draft Registration Statements
DTC Chills and Global Locks
DTC Eligibility
Dual Listing OTC Markets OTCQX
Due Diligence
Equity Crowdfunding
Exempt Direct Public Offerings
FINRA Rule 6490
Form 1-A of Regulation A
Form 3 Insider Report
Form 5 Insider Report
Form 10 Registration Statement
Form 10 Shell Companies
Form 10 Shell Risks
Form 10 SEC Reporting Requirements
Form 10-K
Form 10-Q
Form 211, FINRA Rule 15c-211
Form 8-A
Form 8-K
Form 12b-25
Form D
Form D Amendments
Foreign Private Issuers and Form F-1
Form F-1 Registration Statement
Form F-1 Registration Statement and Going Public
Form S-1 Registration Statement - SEC Review
Form S-1 Comments
Form S-1 Disclosures
Form S-1 SEC Filing
Form S-1 in Going Public Transactions
Form S-1 Quiet Period
Form S-1 Risk Factor Disclosures
Form S-1 SEC Review Process
Form S-1 Registration Statement
Form S-3 Registration Statement
Funding Portals
Going Public Attorney
Going Public Requirements
Going Public and raising Capital
Going Public for Foreign Issuers
Friends and Family Round
Going Public Law
Going Public Lawyer
Going Public Transactions
Initial Public Offerings
Intrastate Crowdfunding
Investor Relations 101
IPO Alternatives
Linkedin
Manipulative Trading
OTC Link
OTC Markets
OTC Markets Attorney
OTC Markets Dual Listings
OTC Pink Sheets
OTCQB Listing, Eligibility, Quotation
OTCQX Listing, Eligibility, Quotation
Penny Stocks
Periodic Reporting
Private Placements
Public Company SEC Reporting Requirements
Regulation A
Registered Direct Public Offerings
Regulation A
Regulation A State Blue Sky Requirements
Regulation A Offering Caps
Regulation A Form 1-A Disclosures
Regulation A SEC Reporting Requirements
Regulation A Secondary Sales
Regulation A State Blue Sky Requirements
Regulation A Tier 2 Direct Listing
Regulation A Testing the Waters
Regulation A Q&A
Regulation A Form 1-A Disclosures
Regulation CF
Regulation CF Reporting Requirements
Regulation D
Regulation D Bad Actor Ban
Restricted Legend Removal
Restricted Stock
Reverse Mergers
Reverse Merger Game Changers
Reverse Stock Splits
Rule 10b-5 and Securities Fraud
Rule 15c-211
Rule 504 Offerings
Rule 506(b) Offerings
Rule 506(c)
Rule 506(c) Covered Persons and Bad Actors
Rule 506(c) State Blue Sky Requirements
Rule 506(c) Offerings
SEC Actions & Administrative Proceedings
SEC Comments
SEC Draft Registration Statements
SEC Form S-1 Filing Requirements
SEC Investigations
SEC Registration Statements
SEC Reporting Requirements
SEC Trading Suspensions
Secondary Registration Statements
Secondary Trading
Penny Stocks
Section 4(a)(2) Exemption - Private Offerings
Section 4(a)(7) FAST Act
Seed Stockholders
Social Media
Schedule 14A
Seed Stockholders and Going Public
Schedule 14C
SEC Reporting Requirements
Selling Stockholder Disclosures
Short Sales and Regulation SHO
What Are Short Sales?
Spam, CAN-SPAM and Investor Relations
Sponsoring Market Maker, Form 211 and Rule 15c-211
Stock Scalping 101
Stock Promotion
Stock Spin-Offs
The Role of a Going Public Attorney
Twitter & Regulation A+
Wells Notices
What is Going Public?
What Is Accredited Crowdfunding?
What Are Short Swing Profits?
What Are Short Sales?
What is a Registration Statement?
What is Rule 144?
What are Restricted Securities?
What is Rule 506?
What is Form D?
What is a Private Placement Memorandum?
What is a Finder?
What is a Form 10 Registration Statement?
What is DTC Eligibility?
What is a Form S-8 Registration Statement?
What is Form 12b-25?
What are the OTC Markets OTC Pinks?
What Is the Regulation SHO Short Seller Rule?
What Is A Confidential Registration Statement?
What Are The OTC Markets?

About Us

Services
Practice Areas
Notable Representation
Going Public eBook by Securities Lawyer 101

Resources

Securities Lawyer 101 Dictionary
Securities Lawyer 101 Blog
Securities Lawyer 101 Forms
SEC Requests for Comments

The JOBS Act

Exempt Direct Public Offerings
Funding Portals
Crowdfunding
Accredited Crowdfunding
Crowdfunding Portals and Platforms
Going Public Attorney's Guide to Rule 506
Regulation D Bad Actor Ban

SEC Enforcement

SEC Actions & Administrative Proceedings
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SEC Inquiries
SEC Wells Notices
Rule 10b-5
Manipulative Trading

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Hamilton & Associates Law Group P.A.

Going Public Lawyers
101 Plaza Real South, Suite 202 North
Boca Raton, Florida 33432
Telephone: (561) 416-8956
Facsimile: (561) 416-2855
www.SecuritiesLawyer101.com

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SEC Law

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Reverse Stock Splits
Reverse Merger Game Changers
Stock Spin-Offs
DTC Global Locks
Private Placements
Social Media
FINRA Rule 6490
Rule 506-c
Short Sales & Trading

Ask Securities Lawyer 101 Series

What is Going Public?
What Is Accredited Crowdfunding?
What Are Short Swing Profits?
What Are Short Sales?
What is a Registration Statement?
What is Rule 144?
What are Restricted Securities?
What is Rule 506?
What is Form D?
What is a Private Placement Memorandum?
What is a Finder?
What is a Form 10 Registration Statement?
What is DTC Eligibility?
What is a Form S-8 Registration Statement?
What is Form 12b-25?
What are the OTC Markets Pink Sheets?
What Is Regulation SHO?
What Is A Confidential Registration Statement?
What Are The OTC Markets?
What Are Short Sales?
What Is A Sponsoring Market Maker?

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OTC Markets

The Role of the Going Public Attorney
OTC Link
OTCQX Listing, Eligibility & Quotation
OTCQB Listing, Eligibility & Quotation
OTC Pink Sheets
OTC Markets

SEC Registration Statements

Direct Public Offerings
Initial Public Offerings
Due Diligence & the Going Public Attorney
Form S-1 Registration Statement
Form S-8 Registration Statement
Form S-3 Registration Statement
Draft Registration Statements
Confidential Registration Statements

Securities Exchange Act Registration

Form 10 Registration Statement
Form 8-A Registration Statement

Going Public Transactions

Going Public Law
Why Companies Need a Going Public Attorney
 Secondary Registration Statement
SEC Registration Statements
Form 211 & Rule 15c2-11
Sponsoring Market Makers
Depository Trust & Clearing (DTC)
Direct Public Offering Attorneys

Going Public For Foreign Issuers

OTC Markets Dual Listings
EB-5 Program & Going Public
Form F-1 Registration Statement
OTCQX Listing, Eligibility & Quotation

Public Company SEC Reporting

Form 10-K
Form 10-Q
Form 8-K

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