Brenda Hamilton, Securities Lawyer

Brenda Hamilton, Esq.

Founder & Partner | Hamilton & Associates Law Group, P.A.
Trusted Leader in Corporate, Securities & Business Law

Brenda Hamilton is the founder and managing partner of Hamilton & Associates Law Group, P.A., an internationally recognized corporate, securities, business, and transactional law firm headquartered in Boca Raton, Florida. Since 1998, Ms. Hamilton has been a leading voice in corporate and securities law, representing both domestic and international clients across diverse industries and jurisdictions.

Whether you are taking your company public, raising capital, navigating regulatory challenges, or entering new markets, Brenda Hamilton and her team deliver the experience, strategic insight, and results-driven representation you need to succeed.

Notable Experience & Engagements

Ms. Hamilton has acted as U.S. Outside General Counsel to a global NYSE-listed conglomerate with product sales in more than 40 countries and nearly $1 billion in revenue.. Her wide-ranging experience includes:

• Formation and regulatory compliance for U.S. and foreign issuers
• Legal representation in initial public offerings, securities offerings, and going public transactions, ranging from under $1 million to over $300 million
• Counsel in SEC registration, reporting, and compliance for companies listed on NASDAQ, NYSE, and OTC Markets
• Strategic forensic counsel in cases involving trade secret theft, complex trading schemes, sanctions violations, and securities fraud
• Representation of broker-dealers, attorneys, auditors, and whistleblowers in high-stakes FINRA, SEC, and DOJ matters
• Drafting and negotiating complex commercial, merger, acquisition, and international transaction agreements

She has also acted as an Independent Compliance Consultant in an SEC administrative action, implementing regulatory reforms for a registered transfer agent.

Media and Interviews

Ms. Hamilton is frequently cited by national and international media for her expertise in securities regulation and white-collar matters. Her insights have appeared in:

• Forbes
  • Why a Court of Appeals Win for FINRA Leaves the Regulator Weakened – The latest development in a heated years-long legal battle between Utah-based brokerage Alpine Securities and FINRA.
  • Why This Shadowy Penny Stock Flogger May Kill His Own Regulator –  The latest developments in the legal battle between John Joseph Hurry and FINRA.
  • The Government is Quietly Suing Its Way to Broader Powers Over Traders – The latest updates in the SEC’s unregistered dealer approach being used against “toxic” lenders.
  • The Loony Conspiracy Theory Threatening Wall Street – The renewed rise of naked short-selling conspiracy theories following the rise of the meme stock phenomenon.  
  • Trump-Linked Stock Scammer Resurfaces With A New Investment Idea – Leslie Greyling’s connections to Tingo Group.
• Bloomberg 
  • ‘Bro I’m Going Rogue’ The Wall Street Informant Who Double Crossed the FBI – The story of Guy Gentile.
• Business Insider
  • The Dark Side of the Marijuana Boom – An update about the state of marijuana stocks in late 2014, on the downside of the “green rush”.
  • When Wall Street’s financing turns ‘toxic’ – The SEC files charges against Curt Kramer.
• Bloomberg Law

• • SEC’s Dealer Crackdown Wins in Court, Alarming Investment Firms – The latest update on the SEC’s successful streak of lawsuits using the dealer issue against “toxic” lenders.
  • SEC’s Dismissals of Dealer Suits Open Door to More ‘Toxic’ Loans – The Trump administration’s about-face with how the SEC treats “toxic” lenders, leading to the sudden dismissal of several dealer lawsuits. 
  • Market Surveillance Tool in Jeopardy After Citadel Win – SEC forced to renovate or scrap its CAT system used to collect trading data after Citadel Securities’ court win.
• Radio Free Europe
  • A Penny Stock Skyrocketed After It Announced Two Big Ukraine Projects. There’s Just One Problem – Scrutiny of Enerkon Solar International’s history and alleged business operations.
• South Florida Business Journal
  • Court revives lawsuit against 10X wealth guru Grant Cardone – A federal appeals court reversed the dismissal of an investor’s lawsuit against Aventura-based Cardone Capital and Grant Cardone.
  • Banker bites back: Regulator sues to end Alan Levan’s career – The SEC files charges against Alan B. Levan.
• Dealflow
  • How Small Companies Can Spare Themselves Pain from Squeeze Plays and Aggressive Short-Selling – How small public companies can avoid the negative effects of short selling.
• New Cannabis Ventures
  • Securities Attorney Explains How Shorting Impacts Cannabis Stocks – The impact of short selling on the cannabis stocks and understanding short selling in general.
  • 7 Experts Discuss Best Practices On Taking Your Cannabis Company Public – Tips for taking your cannabis company public; understanding the process and regulations involved.
• Williamette Week
  • A New Portland Shroom Service Center Offers Halloween Trips and Bargain-Priced Psychedelic Stock – A profile of Kaya Holdings Inc. and its psychedelic mushrooms operation in Oregon. 
• EB5Investors
  • Judge orders Liu EB-5 case to disgorge $21 million – Judgments handed down in the EB-5 visa fraud case against Charles Liu.

Bar Associations & Professional Affiliations

• Florida Bar
• District of Columbia Bar
• U.S. District Court, Southern District of Florida
• American Bar Association – International Law & Business Law Committees
• Palm Beach County Bar Association
• International Bar Association

Education

• University of Arkansas, Fayetteville – J.D.
• University of Miami School of Law

Civic Memberships and Associations

• Boca Raton Chamber of Commerce
• Boca Raton Community Hospital Foundation – Benefactor
• The Haven – Benefactor
• Boca Raton Historical Society
• Junior League of Boca Raton – Underwriter
• Boca Raton Museum of Art – Patron of the Arts

Contact

Email: [email protected]
Phone: (561) 416-8956