Section 16(a) reporting requirements to directors and executive officers of foreign private issuers marks a significant evolution in U.S. securities regulation. The…
Read MoreRule 144(i): The Restriction on Shell Company Resales - What Stockholders and Issuers need to know.
Read MorePreparing for a direct public offering or an initial public offering ("IPO") or takes both a commitment of time and money. Unlike an Initial Public Offering,…
Read MoreFINRA Rule 6490 has had an important impact on going public transactions specifically reverse mergers with public shell companies.
Read MoreCompanies become subject to the SEC’s periodic reporting requirements in several ways, including by filing a registration under the Securities Act of…
Read MoreTier 1 of Regulation A provides an exemption for securities offerings of up to $20 million in a 12-month period, while Tier…
Read MoreAll issuers qualify to use a Form S-1 Registration Statement in connection with going public to register the offer and sale of…
Read MoreIn September of last year, the Securities and Exchange Commission (the “SEC”) adopted amendments to Securities Exchange Act Rule 15c2-11. In early 2020, we…
Read MoreA direct public offering (“Direct Public Offering”) provides a viable solution to these companies. Using a Direct Public Offering to go public direct can allow…
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