Understanding Form S-3: A Guide to Securities Registration
Form S-3 is a concise filing option that enables issuers to register a range of securities, such as common and preferred stocks,…
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Hamilton & Associates Law Group: Regulation A White Paper
Tier 1 of Regulation A provides an exemption for securities offerings of up to $20 million in a 12-month period, while Tier…
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SEC Amends Regulation A, Crowdfunding and Rule 504 Securities Exemptions
The SEC adopted amendments to: (1) establish a new integration framework for issuers to move from one securities offering exemption to another;…
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SEC Amends Accredited Investor Definition – Rule 506 Offerings
Rule 506 Offerings are the most common of the Regulation D exemptions from registration under the Securities Act of 1933, as amended…
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How Does Offering Integration Impact Reg A Offerings?
Offering integration can become a problem for some issuers conducting Regulation A+ (also known as Reg A) offerings. The Reg A offering integration rules…
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Regulation A Testing the Waters – Securities Lawyer 101
Once you publicly file your Form 1-A offering statement, the solicitation materials must be followed by a current preliminary offering circular or…
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Blue Sky Laws and Secondary Trading and Resales in Regulation A Offerings
There are two offering tiers, Tier 1 and Tier 2 in Regulation A+ and each is treated differently under both SEC and…
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Regulation A+ Q & A – Regulation A+ Going Public Lawyers
Regulation A provides an exemption from registration that can be used in conjunction with a going public transaction. Regulation A has two…
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Practical Considerations in Regulation A+ Offerings
Regulation A offers an alternative to the traditional methods of filing a Registration Statement on Form S-1 or Form F-1 to raise…
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