Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Court Denies Carebourn Capital’s Motion for Judgement on the Pleadings in SEC Case
• PCAOB Sanctions Former BF Borgers Audit Director Bo-Shiang (“Eric”) Lien
• SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow
• OTCQX Markets Foreign Issuer Dual Listings – OTCQX Eligibility, Listing, Quotation
• SEC Obtains Final Judgment Ordering Frederick Sharp to Pay $52,925,214
• Attorneys Gone Wild: Shawn Hackman, Elaine A. Dowling, and Harold P. Gewerter
• SEC Files Charges Against Michael Forster
• OTC Markets Listing and Quotation – OTCQB Requirements
• SEC Charges Sung Kook (Bill) Hwang and Archegos Capital Management
• Resales of Restricted Securities By Non-Affiliates
• SEC Charges 15 Individuals in a $194 Million International Penny Stock Fraud
• What Is the OTC Markets Expert Market? Securities Lawyer Blog
• SEC Charges Anthony Salandra in Market Manipulation Scheme
• SEC Obtains Final Judgments from Chrysilios Chrysiliou and Panagiotis Bolovis for Their Roles in $45 Million Fraudulent Scheme
• Old School Ties: Donald Trump Sues Hillary Clinton and Many of Her “Cohorts”
• FINRA Extended Hearing Panel Expels Alpine Securities and Orders $2.3 Million in Restitution
• Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme
• Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting
• SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Martin Shkreli
• SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud
• SEC Proposes Faster Trade Settlement Times
• SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener
• Paul Pelosi Jr’s Adventures in Pennyland
• SEC Charges Securities Fraud Recidivist Phillip W. Offill, Jr. and Justin W. Herman in Penny Stock Fraud Scheme
• Christopher R. Esposito Charged with Securities Fraud
• SEC Commissioners Differ on Key Policies
• Five Russians Charged in Hacking and Illegal Trading Scheme
• More Individuals Charged in Billion Dollar Penny Stock Pump and Dump/Money Laundering Operation
• SEC Charges Robert Gandy and Others in 3(a)(10) Penny Stock Scheme
• Amended Rule 15c2-11 is Bad News for Shell Vendors