Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Court Says Toxic Note is Usurious
• Steven Gallagher Arrested And Charged With Securities Fraud For Using His Twitter Account To Operate A Pump-And-Dump Scheme
• Will Small Cap Investors Embrace Donald Trump’s DWAC? The latest Reddit Meme Stock
• Federal Jury Convicts Defendants In NuTech Energy Resources Securities Fraud
• SEC Enforcement Casebook (2016–2020) 
• SEC Charges Webcast Host Mark Melnick for His Role in Market Manipulation Scheme
• SEC Obtains Emergency Relief Against Richard Xia Charged with EB-5 Securities Fraud
• SEC Sues Carebourn Capital, L.P. and Its Managing Partner Chip Rice for Acting as an Unregistered Securities Dealer
• Section 12(j) – SEC Termination of Registration, Revocation and Trading Suspensions
• SEC Charges Two Individuals for Wash Trading Scheme Involving Options of “Meme Stocks”
• Forms 211: OTC Markets’ New Role – Quotation, Trading Suspensions and Listing
• Amended Rule 15c-211 Is Only a Week Away – Going Public, Form S-1, Form 211
• SEC Surpasses $1 Billion in Total Whistleblower Awards
• SEC Charges Attorney Frederick Bauman with Participation in IIIegal, Unregistered Securities Offerings
• SEC Files Subpoena Enforcement Action Against Alexander Kon
• A Tale of Two Unregistered Dealers – Toxic Convertible Note Lenders Under SEC Scrutiny
• SEC Whistleblower – Dodd Frank Revisions to be Proposed
• SEC Charges Unregistered Dealers Alexander Dillon, Cosmin Panait, Larry Adams and Salvador Rosillo
• Emerging Growth Company Status and the Going Public Process
• SEC Obtains Default Judgment in Edgar Hacking Case
• Understanding the September 28 Amended Rule 15c2-11 Deadline
• SEC Pursues Unregistered Dealers, Toxic Financing, Toxic Convertible Notes
• SEC charges former Nikola CEO with securities fraud
• SEC Charges Charlie Abujudeh in Microcap Fraud Scheme Targeting Retail Investors
• SEC charges Marlon Muller with stock manipulation
• TD Ameritrade puts out list of liquidation only stocks ahead of September 28, 2021 Rule 15c-211 amendments
• SEC charges former CEO and CFO of FTE Networks, Inc with accounting fraud
• SEC Suspends Trading in 55 Abandoned Issuers in Sweeping Order
• SEC Charges Three Individuals with Insider Trading
• SEC sanctions Elaine A. Dowling and Harold P. Gewerter and charges Shawn Hackman in scheme to skirt a previous ban