Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Charges Goldman Small Cap Research and its Owner for Failing to Disclose Compensation
- SEC Suspends Trading in Enerkon Solar International Inc (ENKS)
- OTC Markets Requests 15c-211 Disclosures by June 30
- Rule 15c2-11 Compliance Deadline Is Just Around the Corner
- What is the OTC Link? OTC Markets Lawyer
- SEC Charges Mark Miller for Hijacking Inactive Penny Stock Companies to use for Pump & Dump Schemes
- Senators Leahy and Grassley Introduce EB-5 Investor Visa Integrity Reform Bill
- SEC Charges RenovaCare, Inc and its Controlling Shareholder with Securities Fraud
- SEC Charges U.S. Promoters of $2 Billion Global Crypto Lending Securities Offering
- The SEC just suspended my stock! Now what?
- SEC Charges Healthcare Company and Its Founder with Multimillion Dollar Fraud
- Two Jackson Men Charged in Multi-Million Dollar Fraud Scheme Conspiracy
- Going Public: Myths and Misinformation about Reverse Mergers
- David C. Coggins Sentenced for $1.3 Million Securities Fraud Scheme
- There has never been a better time to be a Whistleblower
- SEC Charges Broker-Dealer for Failures Related to Filing Suspicious Activity Reports
- Mark Lisser Pleads Guilty to Securities Fraud Conspiracy
- SEC Charges Under Armour Inc With Disclosure Failures
- Court Enters Judgments Against Promoters in Pump-And-Dump Scheme
- TD Ameritrade to restrict orders in Caveat Emptor designated OTC securities to liquidating trades only
- Robinhood Legal Battle Updates
- SEC Charges Ubong Uboh and Tyler Crockett for Using a Call Room to Manipulate Stocks
- Five Individuals Charged in Fraud Stock Offering, Stock Manipulation and Money Laundering Scheme
- Six Individuals Charged with a Multi-Million Dollar Scheme to Peddle Fraudulent Stocks
- Direct Public Offering Attorneys, DPO, Go Public Direct
- SEC Cleans up OTC Markets – SEC Trading Suspension of 71 Penny Stocks
- SEC Says Unregistered Dealer Almagarby’s Convertible Notes Are Toast
- Is the SEC Sending a Big Hint With Its Latest Penny Stock Suspension?
- The SEC charges Giuliani Associates Lev Parnas and David Correia
- Two Recidivists That Met Behind Bars Busted for Securities Fraud


