Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• SEC Amends Rule 144 for Convertible Notes and Unregistered Dealers
• Nine Individuals Indicted in Global Resource Energy Inc (GBEN) “Pump and Dump” Scheme
• SEC Approves NYSE Plan for Direct Listings
• SEC Charges The Cheesecake Factory For Misleading COVID-19 Disclosures
• House Passes Marijuana Decriminalization Bill
• Nasdaq Announces New Proposed Listing Requirements to Advance Diversity
• Congress passes a Bill that forces Chinese stocks to meet US accounting standards
• Securities Lawyer, Thomas Craft And Disbarred Attorney, Richard Rubin Charged by SEC for Fraudulent Legal Opinions
• OTCQX Listing and Eligibility – OTC Markets Lawyer
• What is a SPAC?
• Possible replacements for Jay Clayton as SEC Chair
• Jay Clayton won’t be sitting on his hands during his last month as the SEC Chair
• Jeffrey D. Martin Charged with Manipulating Publicly Traded Stocks in Multiyear “Pump and Dump” Securities Fraud Scheme Worth Over $19 Million
• SEC Charges Benja and Andrew J. Chapin With Defrauding Investors
• SEC Warns Broker-Dealers of Risks Associated with Offshore Omnibus Accounts Transacting in “Penny Stocks”
• SEC Enforcement Actions Decline in 2020
• Caveat Emptor Securities Hit with a Big Setback
• SEC Awards Two Unique Whistleblower Awards
• SEC Amends Regulation A, Crowdfunding and Rule 504 Securities Exemptions
• Do Blue Sky Laws Apply to Regulation A Resales and Secondary Trading?
• SEC Charges John McAfee, Jimmy Watson, Jr with Fraudulently Touting ICOs
• Edward T. Kelly, Aceto Corporation Controller, Charged with Insider Trading
• SEC Obtains Final Judgment Against Nicholas Tornello, Hill International, Inc
• SEC Proposes Exemptive Relief for Finders
• SEC Amends Rule 15c2-11, Form 211 Amendments
• Can I Use an Online Portal For My Rule 506(c) Offering?
• SEC Amends Regulation S-K Item 101, 103 and 105
• SEC Amends Accredited Investor Definition – Rule 506 Offerings
• SEC Says toxic funder John M. Fife is an Unregistered Dealer
• SEC Says Ibrahaim Almagarby and Microcap Equity Group Are Unregistered Dealers