Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Says Ibrahaim Almagarby and Microcap Equity Group Are Unregistered Dealers
- Business Identity Theft: State of the Industry Report
- AmTrust and Ronald E. Pipoly, Jr Charged with Faulty Loss Reserves Disclosures
- SEC Obtains Final Judgments Against Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
- SEC Says Toxic Financings by Dilution Funder, John Fierro Make Him a Dealer Not a Trader
- SEC Says Toxic Financing Lender and Dilution Funder John Fierro is a Dealer Not a Trader
- SEC Obtains Judgment Against Giga Entertainment, Inc. CEO Gary Nerlinger
- SEC Settles with Three Defendants in Boiler Room Scheme
- SEC Reaches Settlements with Traders in Newswire Hacking and Trading Scheme
- What Is a Control Person? Control Securities, Resale Requirements
- SEC Form 3, Insider Reporting Requirements
- SEC Trading Suspensions Under the Securities Exchange Act
- SEC Charges Jason C. Nielsen in Manipulative Trading Scheme Involving Covid-19 Claims
- SEC Enters Final Judgment Against Brandon Copeland, E.B. & Copeland Capital, Inc.
- SEC Obtains Preliminary Injunction Against Paul Horton Smith, Sr., Northstar Communications, LLC, Planning Services, Inc. and eGate
- SEC Obtains Judgements Against Stiefel Laboratories and Charles Stiefel
- Is My Toxic Lender and Dilution Funder a Dealer? – SEC Toxic Financing Actions
- SEC Freezes Assets Against Daniel Putnam, Jean Paul Rico, and Angel Rodriguez
- Regulation CF Crowdfunding and SEC Reporting After the Offering
- Rule 504 Offerings – Regulation D Attorneys
- SEC Provides Form S-3 Coronavirus Relief – Securities Lawyer 101
- Public Company SEC Reporting Requirements -SEC Requirements to Go Public
- What is a SEC Trading Suspension? Securities Lawyer 101
- Expedited Regulation Crowdfunding Offering Rules For Coronavirus Impacted Issuers
- Section 4(a)(7) Resale Exemption – FAST ACT
- The Section 4(a)(2) Exemption – Exempt Offerings
- Rule 12b-25 Q & A – SEC Reporting Requirements
- What Is SEC Form 5 – SEC Reporting Requirements- Securities Lawyer 101
- Form S-1 Selling Shareholders Disclosures – Going Public Lawyers
- What Is a Seed Stockholder? Going Public Lawyers


