Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Why Form 10 Shells Are High Risk – Form 10 Reverse Mergers
- CAN-SPAM Issuers and Investor Relations – Securities Lawyer 101
- What Rules Apply to Investor Relations Activity? Stock Promotion Guide
- What SEC Reporting Requirements Apply to a Direct Public Offering?
- Rule 506-c Accredited Investor Offerings, Regulation D Securities Lawyers
- Deadlines for SEC Reporting Requirements Extended Due to COVID-19
- What are the Requirements of Regulation CF Crowdfunding?
- Regulation A Reporting Obligations – Crowdfunding with Regulation A
- Regulation A and Crowdfunding Issuers granted SEC Extensions
- What is Accredited Investor Verification? Going Public Lawyers
- Crowdfunding During Coronavirus – COVID-19 Securities Lawyer 101
- Short Sale – Q & A – Short Seller Rules – Regulation SHO Lawyers
- The SEC Addresses COVID-19 Disclosure Requirements – Securities Lawyer 101
- SBA Offers Small Business Loans in Response to Coronavirus – COVID-19
- What Is an Accredited Investor Verification Provider?
- Short Sale and Short Seller Rules – Regulation SHO Lawyers
- What Is A Form 10 Registration Statement? Form 10 Securities Lawyers
- SEC Reporting After a Form 10 Goes Effective – Form 10 Registration Statements
- Crowdfunding JOBS Act, Crowdfunding Portals, Platforms and Intermediaries
- Form S-1 SEC Review Process – S-1 Requirements Going Public
- Form S-1 Registration Statement Quiet Period – Going Public
- CBD Oil for Pain: FDA Approves Over-the-Counter Cannabidiol Topical
- FINRA Addresses Digital Securities – Regulatory Notice 19-24
- SEC Charges Attorney Ben Bunker with Fraudulent Scheme
- FINRA Sanctions 5 Firms for Failing to Reasonably Supervise Accounts
- Confidential Registration Statements Q & A – Going Public Lawyers
- Diane Dalmy and Michael Woodford Charged for False Legal Opinions
- Guy Scott Griffithe & Robert Russell Charged by SEC in Cannabis Company Scheme
- SEC Obtains Emergency Asset Freeze Against Kenneth Courtright and TGC
- How Does Offering Integration Impact Reg A Offerings?


