Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Charges Danny Williams Former Executive of a Truckload Freight Company with Accounting Fraud
- SEC Obtains Final Judgment Against Rocco Roveccio for Defrauding Customers
- What is a Penny Stock? Securities Lawyer 101
- SEC Announces Fraud Charges in Ticket Resale Investment Scam
- SEC Obtains Asset Freeze in Connection with Alleged Insider Trading
- SEC Charges Christopher Dougherty, an Investment Adviser with Running a Ponzi Scheme
- Do I Have To Amend My Form D? Going Public Attorneys
- What Is DTC Eligibility? Going Public Attorneys
- SEC Charges Truckload Freight Company with Accounting Fraud
- Former Broker Zachary Berkey Ordered to Pay SEC Disgorgement and Penalties
- SEC Charges Eric Lyons For Misappropriation and Fraudulent Securities Offering
- SEC Charges David Loflin in Greenway Design Pump-and-Dump
- Regulation A Form 1-A Offering Circular Disclosures – Going Public Lawyers
- Rule 506(c) Accredited Crowdfunding Offering Requirements – Crowdfunding Attorneys
- SEC Charges Kimberly Sredich with Misappropriation Scheme
- Regulation A l The Colossal Exemption l Securities Lawyer 101
- SEC Charges Yuh-Yue Chen, a California Engineer with Insider Trading
- SEC Obtains Final Judgments Against Joseph Meli and Parties involved in Ticket Resale Scams
- What is Form 211? Rule 15c-211, Sponsoring Market Maker Requirements
- SEC Charges Woodbridge Directors, Ivan Acevedo and Dane Roseman with Fraud
- SEC Charges Arif Naqvi and Dubai-Based Advisory Firm
- SEC Charges Investment Adviser, Gonzalo Ortiz with Securities Fraud
- SEC Charges Fifteen Unregistered Brokers for Illegal Offering of Intertech Solutions
- SEC Charges Former Seaworld Associate General Counsel, Paul Powers with Insider Trading
- Final Judgment Against Robert DePalo, a Broker Charged with Stealing from Investors
- SEC Charges College Official for Fraudulently Concealing Financial Troubles from Investors
- SEC Shuts Down Fraudulent Investment Advisor Who Was Targeting the Israeli-American Community
- SEC Charges Investment Adviser with Long-Running Securities Fraud
- SEC Charges Reverse Merger Shell Brokers, Tiber Creek and James Cassidy
- SEC Settles with James K. McKillop, Unregistered Public Shell Company Broker


