Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Speaks Reverse Mergers – Going Public
- Former COO Fraudulently Caused Advisory Firm to Overbill Clients
- SEC Halts Ponzi Scheme Targeting Vietnamese Investors
- What is a NYSE Control Company Anyway? NYSE Attorneys
- Initial Public Offerings l IPO Going Public Attorneys
- SEC Obtains Final Judgments Against Investment Adviser, Goldsky Asset Management
- The Bad Actor Rule of Rule 506(d) – Securities Lawyer 101
- SEC Charges Texas Radio Host for Ponzi Scheme Targeting Elderly Investors
- Do State Blue Sky Laws Apply To Rule 506(c) Offerings? Going Public Lawyers
- SEC Settles with Joseph Frank Vacante, Biotech Insider Trader
- SEC Obtains Final Judgment Against Joseph Frank Vacante, Former Broker for Defrauding Customers
- SEC Announces Settlement Against Former Investment Adviser, James Polese
- SEC Obtains Final Judgments Against Mathias Francisco Sandoval and Maria Cidre, Former General Cable Corp, CEO and Former CFO of General Cable Corp.
- Restricted Legends, Removal Requirements, Rule 144 for Shells – Tradability Legal Opinions
- Rule 163B and Testing the Waters
- SEC Files Charges against Joshua Sason in Elaborate Microcap Stock Fraud
- SEC Charges Cognizant and Two Former Executives With FCPA Violations
- Can Finders Raise Money Q & A – Going Public Lawyers
- SEC Charges Former Executives of Lucent Polymers, a Plastics Manufacturer with Fraud
- Court Imposes Lifetime Officer-And-Director Bars On Michael J. Kipp, Swisher’s former CFO, and Joanne K. Viard
- SEC Obtains Final Judgment Against Niket Shah in Ponzi Scheme Targeting Retail Investors
- The Cato Institute Files Action Challenging SEC Gag Orders
- SEC Charges Robert Alexander, Founder of Online Gaming Company for Defrauding Investors
- Direct Public Offering Attorneys – Securities Lawyer 101
- Rule 506(c) Accredited Crowdfunding – Rule 506(c) Offering Attorneys
- OTCQX Markets Dual Listing- OTCQX Eligibility, Listing, Quotation
- Form F-1 Foreign Private Issuers and Going Public
- When is a Form S-1 Confidential? Going Public Securities Lawyers
- Scottsdale and John Hurry Push Back to Stop FINRA Investigation
- Form F-1 Registration Statement Requirements, Filling, Effectiveness, Going Public


