What is a NYSE Control Company Anyway? NYSE Attorneys
Public Companies that qualify as a "Controlled Company" with securities listed on the Nasdaq Stock Market (NASDAQ) or the New York Stock Exchange (NYSE), must comply…
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The Bad Actor Rule of Rule 506(d) – Securities Lawyer 101
Rule 506(c) is not available to certain bad actors. The bad actor rule prohibits an issuer from relying on the exemption if…
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Can Finders Raise Money Q & A – Going Public Lawyers
Finders may become involved in various securities transactions including matters other than raising capital, including reverse mergers and Direct Public Offerings. A…
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Direct Public Offering Attorneys – Securities Lawyer 101
To ensure the proper structure, a Direct Public Offering Attorney should be engaged in the initial stages of the going public process…
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