Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Obtains Final Judgment Against Gregory Webb, a Chicago Tech Executive
- Rule 506 Offerings FAQ By: Brenda Hamilton Attorney
- Form 10 v Form S-1 Registration Statements – Going Public
- Regulation A+ Q&A
- Regulation A+ , Going Public and Secondary Trading
- Form S-1 Registration Statement Filings – Securities Lawyers – Going Public
- SEC Files Subpoena Enforcement in Possible Market Manipulation Scheme
- The SEC Declared A Cease and Desist Proceedings with CoinAlpha Advisors LLC.
- SEC Voluntary Dismisses All Claims Against Jesse Litvak
- SEC Charges Technology Fund Adviser, Founder in Fraudulent Scheme
- Court Enters Final Judgments in Eb-5 Scheme, Ordering Return of $25.8 Million to Defrauded Chinese Investors
- Owner of Options Trading Website, Mark Suleymanoy Charged for Defrauding Retail Investors
- David Dreslin and Michael Toups charged with Orchestrating a Fraudulent Public Shell Company Scheme
- A Kentucky Man, Jared Forrester charged for Role in Nationwide Oil Investment Scheme
- SEC Charges Eric “EJ” Dalius, Network Marketer with Masterminding a Multimillion Dollar Ponzi and Pyramid Scheme
- SEC Charges Self-Described Promoter Eric Landis with Microcap Market Manipulation Scheme
- SEC Accepts Settlement Offer Against Ricardo Goldman
- SEC Obtains Final Judgement Against Steven Newman
- SEC Charges Four in Fraudulent Microcap Manipulation Scheme Orchestrated Through International Accountotc mar
- Court Enters Final Judgment in Case Against Immigration Lawyer, Steve Qi and His Law Firm
- Hurricane Restoration Company and Executives Settle SEC Accounting Fraud Charges
- SEC Announces Resolution of Civil and Criminal Actions Against Former CFO of Information Technology Company Alternative Reporting, Alternative Reporting Requirements, Direct Public Offering, Direct Public Offering Attorney, Direct Public Offering Attorneys, Direct Public Offering Lawyer, Exchange Act, Form 1-A, Form 1-K, Form 1-SA, Form 1-Z, Form 211, Form S-1, Form S-1 Attorney, Form S-1 Lawyer, Form SEC, Go Public Direct, Going Public Attorney, Going Public Attorneys, Going Public Lawyer, Going Public Lawyers, Market Maker, OTC Markets, OTC Markets Alternative Reporting, OTC Markets and Sponsoring Market Maker, OTC Markets Attorney, OTC Markets Group, OTC Markets Lawyer, OTC Markets Link, OTC Markets Market Maker, OTC Markets OTC Pink, OTC Markets OTCAX, OTC Markets OTCQB, OTC Markets OTCQX, OTC Markets Sponsoring Market Maker, OTC Pink, OTC Pink Market, OTCQB, OTCQB lawyer, OTCQX, Registered Direct Public Offering, Registration Statement, Regulation A, Regulation A Qualification, Regulation A Reporting, Rule 15c2-11, SEC Effectiveness, SEC Qualification, SEC Reporting, SEC Reporting Obligations, SEC Reporting Requirements, Securities Act
- SEC Announces Settlement in Fraud Case Against OTC Markets IIssuer and Cornelius Peterson
- SEC Settles Claims Against James V. Mazzo Former Chairman/CEO of Advanced Medical Optics, Inc.
- SEC Charges in OTC Markets Scam – Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research
- The SEC Registration Statement Process- Going Public Lawyers
- OTC Markets Public Companies Charged With Failing to Comply With Form 10-Q Requirements
- SEC Awards Almost $4 Million to OTC Markets Whistleblower
- Press Release SEC Charges Unregistered Sales of Securities Issued Under EB-5 Immigrant Investor Program
- Business Services Company Barrett Business Services Inc. and Former CFO James D. Miller Charged With Accounting Fraud


