Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Press Release SEC Charges Moody’s Investors Service Inc. With Internal Controls Failures and Ratings Symbols Deficiencies
• Legg Mason Charged With Violating the FCPA
• What is FINRA Rule 6490? Going Public Lawyers
• Transamerica Entities to Pay $97 Million to Investors Relating to Errors in Quantitative Investment Models
• Fee Rate Advisory #1 for Fiscal Year 2019
• SEC Bars David T. Laurance Perpetrator of Initial Coin Offering Fraud
• SEC Charges Oil Company CEO John Schiller With Hiding His Personal Loans
• SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
• Deutsche Bank to Pay Nearly $75 Million for Improper Handling of ADRs
• SEC Charges Unregistered Brokers Who Sold Woodbridge Securities to Main Street Investors
• SEC Charges Mizuho Securities for Failure to Safeguard Customer Information
• Citigroup to Pay More Than $10 Million for Books and Records Violations and Inadequate Controls
• The Distinction Between Equity Crowdfunding and Rule 506(c) When Raising Capital
• What is a Private Placement Memorandum – PPM? Going Public Lawyers
• SEC Adopts Amendments to Simplify and Update Disclosure Requirements
• SEC Charges Ameriprise Financial Services for Failing to Safeguard Client Assets
• Rule 506 Roadmap l Ask Securities Lawyer 101
• SEC Adopts Rule Amendments to Improve Municipal Securities Disclosure
• Merrill Lynch Settles SEC Charges of Undisclosed Conflict in Advisory Decision
• SEC Charges Technology Fund Adviser Michael B. Rothenberg, Founder in Fraudulent Scheme
• How to Spot a Penny Stock Scam
• SEC Chairman Clayton Announces Additional Investor Roundtable in Baltimore for Main Street Investors to ‘Tell Us’ About Their Investor Experience
• SEC Charges Endurance International Group Holdings Inc. Executives With Inflating Operating Metrics
• Barry Miller, Associate Director in Division of Investment Management, to Leave SEC After More Than 40 Years of Public Service
• SEC Files Charges Gannon Giguiere in Busted Microcap Schemes
• Former CEO Kevin Modany and CFO Daniel Fitzpatrick of ITT Barred and Ordered to Pay Penalties
• SEC Files Additional Charges in Fitbit Stock Manipulation Scheme Against Mark Burns And Robert Murray
• SEC Charges Credit Suisse With FCPA Violations
• SEC Charges KBR for Inflating Key Performance Metric and Accounting Controls Deficiencies
• SEC Charges BGC Financial For Failure to Preserve Documents and Maintain Accurate Books and Records