Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Merrill Lynch Settles SEC Charges of Undisclosed Conflict in Advisory Decision
• SEC Charges Technology Fund Adviser Michael B. Rothenberg, Founder in Fraudulent Scheme
• How to Spot a Penny Stock Scam
• SEC Chairman Clayton Announces Additional Investor Roundtable in Baltimore for Main Street Investors to ‘Tell Us’ About Their Investor Experience
• SEC Charges Endurance International Group Holdings Inc. Executives With Inflating Operating Metrics
• Barry Miller, Associate Director in Division of Investment Management, to Leave SEC After More Than 40 Years of Public Service
• SEC Files Charges Gannon Giguiere in Busted Microcap Schemes
• Former CEO Kevin Modany and CFO Daniel Fitzpatrick of ITT Barred and Ordered to Pay Penalties
• SEC Files Additional Charges in Fitbit Stock Manipulation Scheme Against Mark Burns And Robert Murray
• SEC Charges Credit Suisse With FCPA Violations
• SEC Charges KBR for Inflating Key Performance Metric and Accounting Controls Deficiencies
• SEC Charges BGC Financial For Failure to Preserve Documents and Maintain Accurate Books and Records
• SEC Files Charges Core Performance Management LLC, RMR Asset Management Co in Municipal Bond “Flipping” and Kickback Schemes
• SEC Charges Cloud Communications Company and Senior Executives Mark Greenquist And Michael Swade With Misleading Revenue Projections
• Foreign Private Issuers NYSE Audit Committee Requirements
• Section 4(a)(2) and Rule 506(b) Exempt Offerings – Securities Lawyer 101
• Foreign Private Issuer NYSE Audit Committee Requirements
• SEC Charges U.S. Congressman Christopher Collins and Others With Insider Trading
• Regulation A+ Guidebook
• What Are the SEC Reporting Requirements After My Form S-1 ls Effective?
• SEC Charges William McFarland and Others With $27.4 Million Offering Fraud
• Why Does a Company Go Public? Going Public Attorneys
• SEC Charges Howard Appel in Stock Manipulation Scheme
• Yao Li Settles Insider Trading Charges
• SEC Charges John Paulsen for Aiding & Abetting Pay-To-Play Scheme
• SEC Amends Smaller Reporting Company Definition
• OTC Markets OTCQB, OTCQX, OTC Pink Quotation, Listing and Disclosure
• How to Go Public Using Form S-1 – Going Public Lawyers
• Regulation A+ 2018 Shelf Offerings
• Use of Proceeds In Form S-1 Registration Statements – Form S-1