Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- JH Darbie Charged in Calissio Resources Scam – Securities Lawyer 101
- William Schantz and Verto Capital Management LLC Settle Claims for Additional Investments in Scheme Involving Life Settlements
- SEC Charges Charlie Chen and Shui Foon Mok in Multi-Year Trading Scheme
- Mohammed Rashid Charged With Secretly Billing Clients for His Vacations and Salon Visits
- Which Companies Are Eligible for Regulation A + Offerings?
- Regulation A+ -v- Form S-1 Registration By: Regulation A Attorneys
- SEC Charges Marc Tager and Jersey Consulting with Defrauding Investors in “Soil Remediation” Scam
- SEC Charges Beaufort Securities for Manipulative Trading in Microcap Penny Stocks
- What SEC Disclosure Is Required By Section 17(b) For Investor Relations Firms?
- Americrude Charged by SEC – Posted by Brenda Hamilton, Securities Attorney
- SEC Charges Elizabeth Holmes and Theranos Inc – Securities Lawyers
- SEC Charges Jon E. Montroll and Bitfunder with Bitcoin Fraud
- SEC Charges Niket Shah and Spark Trading for Targeting Retail Investors
- EDGAR Filer, Robert W. Murray Sentenced to Two Years in Fitbit Stock Manipulation Scheme
- SEC Charges McKinley Mortgage with Scheme to Defraud – Posted by Brenda Hamilton
- Court Orders Former F-Squared CEO to Pay Over $13 Million
- SEC Charges Robert Ritch in Penny Stock Plan to Pump Stock
- SEC Charges Brian Sodi, the Penny Stock “Mailman” With Scalping Investors In Gold Mining Stocks
- Electronic Transaction Clearing -ETC- Charged With Repeatedly Putting Customer Assets At Risk
- Foreign Affiliates of KPMG, Deloitte, BDO Charged in Improper Audits
- Former Equifax Executive, Jun Ying Charged With Insider Trading
- SEC Proposes Targeted Changes to Public Liquidity Risk Management Disclosure
- Sponsoring Market Makers 101 – Form 211 and 15c-211 Requirements
- SEC Files Action Against Ariel Quiros & Jay Peak Resort
- Will My Rule 506 Offering Be Integrated? – Going Public Attorneys
- SEC Suspends OTC Markets Issuers-Posted by Brenda Hamilton
- SEC Charges Operators of $1.2 Billion Ponzi Scheme Targeting Main Street Investors
- OTCQB Listing, Eligibility & Quotation – Going Public Lawyers
- Calissio Resources – A Special Dividend by Any Other Name
- Ibrahim Almagarby and Microcap Equity Group LLC Charged by SEC


