Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Court Grants Summary Judgment Motion against Iftikar Ahmed
- SEC Charges Amrit Chahal with Fraud
- SEC Detects William Gennity and Rocco Roveccio Defrauding Customers
- Christopher Lollar Settles Charges of Insider Trading Ahead of Oil Discovery Announcement
- Beware of Custodianship Shells and Reverse Mergers
- Going Public Bootcamp – Going Public Attorneys – Securities Lawyer 101
- SEC Obtains Final Judgment Against Vincent Cassano Charged with Fraudulent Stock Promotion Scheme
- JH Darbie Charged in Calissio Resources Scam – Securities Lawyer 101
- William Schantz and Verto Capital Management LLC Settle Claims for Additional Investments in Scheme Involving Life Settlements
- SEC Charges Charlie Chen and Shui Foon Mok in Multi-Year Trading Scheme
- Mohammed Rashid Charged With Secretly Billing Clients for His Vacations and Salon Visits
- Which Companies Are Eligible for Regulation A + Offerings?
- Regulation A+ -v- Form S-1 Registration By: Regulation A Attorneys
- SEC Charges Marc Tager and Jersey Consulting with Defrauding Investors in “Soil Remediation” Scam
- SEC Charges Beaufort Securities for Manipulative Trading in Microcap Penny Stocks
- What SEC Disclosure Is Required By Section 17(b) For Investor Relations Firms?
- Americrude Charged by SEC – Posted by Brenda Hamilton, Securities Attorney
- SEC Charges Elizabeth Holmes and Theranos Inc – Securities Lawyers
- SEC Charges Jon E. Montroll and Bitfunder with Bitcoin Fraud
- SEC Charges Niket Shah and Spark Trading for Targeting Retail Investors
- EDGAR Filer, Robert W. Murray Sentenced to Two Years in Fitbit Stock Manipulation Scheme
- SEC Charges McKinley Mortgage with Scheme to Defraud – Posted by Brenda Hamilton
- Court Orders Former F-Squared CEO to Pay Over $13 Million
- SEC Charges Robert Ritch in Penny Stock Plan to Pump Stock
- SEC Charges Brian Sodi, the Penny Stock “Mailman” With Scalping Investors In Gold Mining Stocks
- Electronic Transaction Clearing -ETC- Charged With Repeatedly Putting Customer Assets At Risk
- Foreign Affiliates of KPMG, Deloitte, BDO Charged in Improper Audits
- Former Equifax Executive, Jun Ying Charged With Insider Trading
- SEC Proposes Targeted Changes to Public Liquidity Risk Management Disclosure
- Sponsoring Market Makers 101 – Form 211 and 15c-211 Requirements


