Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• Navigating SEC Disclosures: Director and Executive Officer Information
• Navigating SEC Form 6-K
• Navigating the Nasdaq Listing Process
• NASDAQ Listing Process and Documentation
• NASDAQ Corporate Governance Requirements for Foreign Private Issuers
• The Impact of Social Media on Market Manipulation
• Regulation of Financial Influencers: Navigating Securities Law Violations and SEC Enforcement
• SEC Axes NYSE and NASDAQ Diversity and Climate Change Disclosures
• SEC charges William A. Justice, Brian D. Shibley, Randell R. Torno, and Keith A. Rosenbaum for their roles in the Phillip Verges $112 million pump-and-dump scheme 
• Finra’s Role in IPOs for Nasdaq and NYSE Listings
• A Beginner’s Guide to Listing on the OTCID Basic Market
• Understanding Form S-3: A Guide to Securities Registration
• Terminating SEC Reporting Obligations in Abandoned IPOs
• Navigating SEC Reporting: Suspension and Voluntary Filer Status Explained
• What Is Form S-8? A Comprehensive Guide for SEC Registrants
• Alien Explains SEC Dealer Rule and Toxic Lending
• SEC Staff Gears Up to Absorb PCAOB Duties if It’s Abolished
• What is an Affiliate under SEC Rules?
• Nasdaq Initial Listing Guide: Capital Market Standards (2025)
• SEC Dealer Rule Collapse: Impact on Toxic Lenders & OTC Penny Stocks
• SEC Form 8-K Current Reports – SEC Reporting Requirements
• FINRA Corporate Action Requests
• Understanding IPOs
• Ronald Bauer Sentenced To 20 Months For Pump-And-Dump Scheme
• Risk Factors and Other Hot Topics for Public Companies to Consider in 2025
• SEC Axes NYSE and NASDAQ Diversity and Climate Change Disclosures
• When is a NYSE and NASDAQ Director independent? Independent Director Compliance
• SEC Provides Rule 506(c) Guidance for Accredited Investor Verification
• Accell Audit & Compliance, P.A. Permanently Revoked by the PCAOB
• The SEC retreats on its view of Crypto Assets as Securities