Direct Public Offerings in 2025
A Direct Public Offering (DPO) is an effective method for going public. Private companies may also raise capital by selling securities directly…
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Navigating Corporate Governance: Requirements for Nasdaq and NYSE Companies
If you're eyeing a listing on the New York Stock Exchange (NYSE) or Nasdaq Stock Market (Nasdaq), you'll need to align your…
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Navigating SEC Disclosures: Director and Executive Officer Information
Item 401 of Regulation S-K requires that companies make certain disclosures about their directors, executive officers, and nominees. This information helps shareholders…
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Understanding Form S-3: A Guide to Securities Registration
Form S-3 is a concise filing option that enables issuers to register a range of securities, such as common and preferred stocks,…
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