Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• SEC Charges David Humphrey with Securities Fraud
• Barclays Capital Required to Refund Advisory Fees by SEC
• Miles Nadal Settles $5.5 Million for SEC Case
• SEC Charges Nomura Securities International Inc. Head Traders
• Walter Little and Neighbor Charged by SEC for Insider Trading
• Axesstel Fails to Comply with Exchange Act
• Jared Galanis Pleads Guilty, SEC Suspends Him
• SEC Suspends Mark McKinnies
• SEC Charges Matthew Krimm with Defrauding Investors
• SEC Charges Demitrios Hallas for Defrauding Customers
• Whistleblower Awarded Almost $4 Million by SEC
• SEC Charges Avaneesh Krishnamoorthy with Insider Trading
• SEC Charges Kevin Amell with Fraud
• Magyar Telekom Executives Agree to Pay Penalties
• SEC Charges Brothers for Hydrocarb Fraud Scheme
• Robert Stewart Fined & Suspended by FINRA
• Brian Scarpellini Named Respondent in Check-Kiting Scheme
• Austin Morton Named Respondent In FINRA Complaint
• Rosemary McGinley Suspended From Association with FINRA
• Legend Securities Named Respondent for Various Claims
• FINRA Fines Albert Fried & Company
• Alejandro Falla Barred From Association with FINRA Members
• Jay Hatton Submits Offer of Settlement
• Lightspeed Trading Named Respondent in FINRA Complaint
• J.W. Korth & Company to pay Restitiution
• FINRA Fines BMA Securities
• FINRA Expels Fox Financial Firm
• FINRA Senior Helpline Celebrates 2nd Anniversary With $4.3 Million
• SEC Charges Matthew Fox with Securities Fraud
• SEC Issues Rule 147 Intrastate Crowdfunding Guidance – Posted by Brenda Hamilton