Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Jay Hatton Submits Offer of Settlement
- Lightspeed Trading Named Respondent in FINRA Complaint
- J.W. Korth & Company to pay Restitiution
- FINRA Fines BMA Securities
- FINRA Expels Fox Financial Firm
- FINRA Senior Helpline Celebrates 2nd Anniversary With $4.3 Million
- SEC Charges Matthew Fox with Securities Fraud
- SEC Issues Rule 147 Intrastate Crowdfunding Guidance – Posted by Brenda Hamilton
- SEC Charges Justin Meadlin of Hyaline Capital Management
- What is a NYSE Designated Market Maker? Posted by Brenda Hamilton
- SEC Announces Temporary Trading Suspension of Sunshine Capital
- SEC Announces Temporary Trading Suspension of Bingo Nation
- SEC Charges Lucita Zamoras with Operating a Fraudulent Promissory Note Scheme
- SEC Charges Michael Shumway with Securities Fraud
- SEC Obtains Injunction and Asset Freeze Against Daniel Glick
- SEC Charges Ryan Gilbertson for $30 Million Stock Manipulation Scheme
- SEC Charges Lawyers Mustafa Sayid, Norman Reynolds and Paralegal Kevin Jasper in a Stock Manipulation Scheme
- SEC Acquires Asset Freeze Over 4D Circle
- SEC Case Against Lionshare Faud Enters Final Default Judgement
- SEC Files for Stock Promotion Schemes Against 27 Individuals & Entities
- SEC Charges Traders For Insider Trading – Posted by Brenda Hamilton
- Judgment Entered in Safety Technologies Unregistered Securities Offering
- SEC Adopts T+2 Trade Settlement Rule
- SEC Charges Jerry Miller in Petrotech Oil Fraud
- What is the Transfer Agent Direct Registration System (DRS)?
- SEC Charges Lek Securities – Posted by Brenda Hamilton
- SEC Eases Access to Exhibits in SEC Filings
- SEC Uses Satellite Imagery to Charge Desarrolladora Homex
- New SEC Approves Ease Access to Exhibits in SEC Filings
- SEC Staff Issues Guidance and Investor Bulletin on Robo-Advisers


