Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Case Against Lionshare Faud Enters Final Default Judgement
- SEC Files for Stock Promotion Schemes Against 27 Individuals & Entities
- SEC Charges Traders For Insider Trading – Posted by Brenda Hamilton
- Judgment Entered in Safety Technologies Unregistered Securities Offering
- SEC Adopts T+2 Trade Settlement Rule
- SEC Charges Jerry Miller in Petrotech Oil Fraud
- What is the Transfer Agent Direct Registration System (DRS)?
- SEC Charges Lek Securities – Posted by Brenda Hamilton
- SEC Eases Access to Exhibits in SEC Filings
- SEC Uses Satellite Imagery to Charge Desarrolladora Homex
- New SEC Approves Ease Access to Exhibits in SEC Filings
- SEC Staff Issues Guidance and Investor Bulletin on Robo-Advisers
- James P. Toner Jr Settles Fraud Charges – Posted by Brenda Hamilton
- SEC Brings Cases Related to Disclosures During Battles for Corporate Control
- Chinese Citizens Gain Massive Profits From Insider Trading on Comcast-Dreamworks Acquisition
- Financial Adviser Funds Lavish Lifestyle by Stealing from Client Accounts
- Sidoti & Company Fined For Compliance and Trading Surveillance Failures
- SEC Sues Investment Adviser Who Turned Thief
- Morgan Stanley Settles Charges Related to ETF Investments
- NASAA and SEC Sign Crowdfunding Agreement
- Former Shell Company, Terminus Energy and Its Officers Charged With Securities Fraud
- FBI Informant Guy Gentile’s Indictment Is Tossed by the Judge
- SEC Final Judgment Entered Against Graduate Leverage
- Final Judgment Entered Against Gregg Mulholland Posted by Brenda Hamilton
- Final Judgment Entered in “Prime Bank” Fraud – By: Brenda Hamilton
- Traders Charged With Hacking Lawyers – Posted by Brenda Hamilton
- General Cable Corporation Settles FCPA Charges – Posted by Brenda Hamilton
- Blackbird Capital Partners LLC and Owners Charged in Ponzi Scheme
- Matthew and William Griffin Charged with Fraud
- CEO of Warrior Girl Corp. Jason Kumpf Charged with Fraud