Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Stockbroker Paul Rampoldi Charged with Insider Trading
- Global Digital Solutions of West Palm Beach, FL and CEO Charged with Fraud
- Sameer and Praveen Sethi Found in Contempt of Court After Injuction
- Edwin Ruh Jr. and His Firm Charged for a Fraudulent Securities Offering
- Three Officers of Brokerage Firm Global Transition Solutions Charged with Fraud
- Football Player Merrill Robertson Jr. Charged with Running a $10 Million Fraud
- Investment Advisor Patrick Churchville Pleads Guilty to Running $21 Million Ponzi
- Cardiologist Dr. Edward Kosinski Charged with Insider Trading
- Posted by Brenda Hamilton – Sandy Winick Sentenced
- Leonid Momotok Pleads Guilty to Conspiracy to Commit Wire Fraud
- Court Enters Final Judgment Against Kenneth Rampino for Insider Trading
- Court Finds Jeffry and Paul Downey and John Leonard Guilty of Oil and Gas Fraud
- Three Fraudsters on a Shopping Spree Met with an Asset Freeze
- SEC Charges the Luca Entities with Eb-5 Investment Fraud
- Rosalind Herman Sentenced to 7 Years, Ordered to Pay Nearly $2 Million in Restitution
- Charles Scoville & Traffic Monsoon Charged In Ponzi Scheme
- JNL Oilfield Instruments and Founder Jeffery McCollum Charged with Operating a Ponzi Scheme
- Attorney Herbert Sudfeld Sentenced to 6 Months Imprisonment for Insider Trading
- Court Enters Final Judgment Against Michael Cain
- SEC Nails Pot Stock Promoters
- FINRA Amends Regulation NMS
- Court Issues Asset Freeze Over James Hugh Brennan and Douglas Albert Dyer in Fraud Case
- SEC Charges Jeffrey Wilson, Former CEO of Imperial Petroleum with Securities Fraud
- Court Enters Final Judgment Against Tyson Williams and Stanley Parrish in Fraud Case
- SEC Charges Thomas Conrad and His Son with Fraud
- Vineet Kalucha Sentenced to Federal Prison for Obstructing Investigation
- Thomas and Stuart Conrad Charged With Securities Fraud
- Judgments Entered Against Tyson Williams and Stanley Parrish
- Jeffrey Wilson, the former CEO of Imperial Petroleum Found Guilty
- When is a Foreign Private Issuer Required to File Form 6-K?