Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Charges Trinity Capital Corporation with Fraud
- SEC Charges Oil and Gas Company and Boiler Room Operator, Commodore Financial Corporation, CEO Christopher Schlegel, M&G Cap Services, and Andres Calvo
- EPermaPave Industries Is A Ponzi Scheme – Brenda Hamilton Attorney
- Going Public With A DPO – Going Public Securities Attorneys
- SEC Charges Eldrick Woodley with Embezzlement of Client Funds
- SEC Charges Hitachi, LTD. With Violation of FCPA
- SEC Files Charges Against Ralph Pirtle and Morando Berrettini for Insider Trading
- SEC Charges GenAudio and CEO With Fraudulent Stock Offerings
- SEC Charges Six in Securities Fraud Scheme
- $32 Million Amber Mining Pyramid Scheme Halted by the SEC
- FINRA Expels Halcyon Cabot Partners
- SEC Settles Aiding and Abetting Charges Against Joseph Apuzzo
- Anthony Knight Barred, Enjoined, and Fined for Unregistered Securities
- Consultant Charged With Insider Trading
- SEC Announces New Resource – Going Public Attorneys
- Former Fannie Mae Executives Resolve Subprime and Reduced Documentation Disclosure Case with SEC
- SEC v. Two Men Who Defrauded Investors
- SEC Charges Penny Stock Company and CEO with Fraud and Issuing a False Press Release
- SEC Obtains Final Judgement Against Julio Cruz for Targeting Latino Communities with Pyramid Scheme
- James Meagher Enjoined in Penny Stock Case
- SEC Charges Robert Milligan With Securities Fraud
- Eric McPhail Sentenced in Insider Trading Action
- SEC Order Imposes Fine On Ditto Holdings For $3.7 Million Unlawful Offering
- SEC Charges Florida Based CPA For Bogus Audit Opinions
- U3 Halt of SWK Holdings Explained by FINRA, and Lifted Quickly
- FINRA’s Disclosure Requirements In EB-5 Offerings
- Investor Alert – Messaging Apps & Pump and Dump Scams
- Bungled Calissio Resources Dividend Sparks FINRA Halt and Clearing Firm Lawsuit
- MusclePharm Charged In SEC Investigation
- Securities Lawyer 101 Blog By Brenda Hamilton Nominated


