Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- 11th Circuit Upholds Unregistered Dealer Justin Keener SEC Judgment
- Tips For Going Public With A Direct Public Offering
- SEC Obtains $5.9 Million Judgment Against John Fierro in Unregistered Penny Stock Dealer Case
- Are You Ready? T+1 Trade Settlement Begins Next Week
- PCAOB Imposes a $400,000 Fine and Sanctions MaloneBailey, LLP for Pervasive Quality Control Violations
- SEC Issues BF Borgers Exemptive Order For SEC Reporting Companies
- CAT’s Cradle – Ongoing Problems with the SEC’s Consolidated Audit Trail
- Trump Media’s auditing firm, BF Borgers, busted for “massive fraud”
- SEC permanently bans BF Borgers and its owner Benjamin Borgers and fines them a combined $14 million for accounting fraud
- SEC Nails BF Borgers and Ben Borgers – Issuers Must Obtain New Auditors
- SEC Charges Convertible Note Dealer Tri-Bridge Ventures, LLC and John Francis Forsythe, III for Failure to Register
- SEC obtains final judgment against relief defendant in George Stubos case
- What are SEC Periodic Reporting Requirements? Securities Lawyer 101
- Reg A+ Securities Offerings and FAST Act
- Form S-1 Registration Statements – What Companies Need To Know About Form S-1 & Going Public
- Investor Relations 101 – The Securities Laws & Stock Promotion
- SEC Obtains Final Judgment Against Kevin Dills – Joseph Padilla Sentenced in Criminal Case
- Going Public & Exchange Act Registration For Foreign Issuers
- OTC Markets 101 – The Basics of Listing – OTCQB
- Direct Public Offerings Q&A By Securities Lawyer 101
- Form S-1 Registration, Filing and Requirements, Form S-1 and Going Public
- Form 10 Registration Statements Q & A
- Hamilton & Associates Law Group: Regulation A White Paper
- Form S-1 Registration Statement Attorneys – Going Public Lawyers
- Toxic Funders: Unregistered Dealers, Short Sellers, or Both?
- 2024 Form 10K and 10-K Deadlines Chart
- Ibrahim Almagarby Loses Unregistered Dealer Appeal
- SEC Obtains Final Judgment against Jeffrey Auerbach for Role in Bribery Scheme
- Rule 144 Legal Opinions and Legend Removal Q&A
- SEC Consent Judgments: Speak Now, or Forever Hold Your Peace