Brenda Hamilton, Securities and Going Public Lawyer

The SEC Announces Enforcement Results for Fiscal Year 2024

December 6, 2024

SEC brings charges against BIT Mining Ltd, Azure Power Global Ltd and Adani Green Energy Ltd in alleged massive bribery schemes

November 21, 2024

The SEC’s Amended “Dealer” Definition for Toxic Lenders

November 11, 2024

SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive TINGO Fraud

September 30, 2024

Securities Attorney Matthew C McMurdo suspended by the SEC

September 25, 2024

SEC Charges Multiple Individuals and Entities in Relationship Investment Scams

September 18, 2024

Commissioner Mark Uyeda Dissents in Unregistered Dealer SEC Enforcement Action

September 17, 2024

In his dissent, Uyeda seems to accept the generally accepted description of variable-rate convertible notes as "toxic" and "death spiral" financings that…

Mullen Automotive (MULN): What to Do About Serial Reverse Splitters

September 16, 2024

SEC Charges Seven NASDAQ Listed Public Companies with Violations of Whistleblower Protection Rule

September 12, 2024

Are SEC Whistleblower Awards the Road to Riches or a Waste of Time?

August 29, 2024

Court Vacates Order in Unregistered Dealer, Crown Bridge Partners Case

August 20, 2024

SEC Charges OTC Link LLC with Failing to File Suspicious Activity Reports

August 14, 2024

Cassava Sciences (SAVA) Faces an Indictment and at Least Two Investigations

August 13, 2024

Meta Materials (MMAT) Declares Chapter 7 Bankruptcy

August 12, 2024

SEC Charges Ideanomics, its former Chairman and CEO, Zheng (Bruno) Wu, current CEO, Alfred Poor, and former CFO, Federico Tovar with Accounting and Disclosure Fraud

August 11, 2024

SEC Awards Whistleblower a Bounty of More Than $37 Million

August 7, 2024

OTC Markets Group Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants

August 4, 2024

Attorney Mark Basile to Participate in Federal Enforcement Action SEC v. Carebourn Capital L.P. and Chip Alvin Rice

July 30, 2024

Andrew Left of Citron Research Indicted by the DOJ and Charged by the SEC

July 29, 2024

Important Changes Are in Store for the SEC and Other Federal Agencies

July 3, 2024

Does FINRA Rule 6490 Impact Going Public Transactions?

July 2, 2024

FINRA Rule 6490 has had an important impact on going public transactions specifically reverse mergers with public shell companies.

Benefits of Direct Public Offerings

June 27, 2024

Xeriant, Inc. Fights Toxic Funder Auctus Fund in Appellate Court

June 26, 2024

Meta Materials Executives, John Brda and George Palikaras, charged with Market Manipulation, Fraud and Other Violations

June 25, 2024

What are the SEC Reporting Requirements After My Form S-1 is Effective?

June 17, 2024

SEC Regulation D Rule 506(b) and Regulation D Rule 506(c)

June 14, 2024

Going Public Using an S-1

June 14, 2024

Court denies James L. Koutoulas’ petition to quash SEC subpoena

June 13, 2024

Why use a Direct Public Offering (DPO) to Go Public on the OTC Markets

June 10, 2024

11th Circuit Upholds Unregistered Dealer Justin Keener SEC Judgment

May 30, 2024

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