Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Overview of Regulation D, Rule 506(b), Rule 506(c) and other Capital-Raising Exemptions
- Current Reports on Form 8-K – What Are SEC Disclosures and Reporting Requirements?
- The Evolving SEC Actions Against Toxic Lenders
- SEC Provides Rule 15c2-11 Relief to Broker-Dealers for Fixed Income Securities
- SEC Adopts new Rule 10c-1a to Increase Transparency in the Securities Lending Market
- SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting
- Form S-1 Registration Statements Going Public NASDAQ NYSE and OTC Markets
- SEC Charges Stock Squirrel and John Feloni in $1.6 Million Securities Fraud
- SEC Charges Adam R. Long, L2 Capital, LLC and Oasis Capital LLC, as Unregistered Dealers
- SEC Charges Philip Verges, James D. Tilton, Jr., Robert F. Malin and Linda Malin
- SEC Charges Wilson J. Rondini, III and two companies Rondini controls for Operating as Unregistered Broker-Dealers
- OTC Markets OTC Pink Common Disclosure Issues
- SEC Enforcement Issues Wells Notices for Meta Materials Execs
- SEC Charges Digital World Acquisition Corporation SPAC for Material Misrepresentations to Investors
- SEC Charges James P. Anglim in Connection with Fraudulent Scheme to Manipulate Stock Prices
- Former SEC Attorney and Recidivist Securities Violator Phillip W. Offill Sentenced to Prison Again
- SEC Arrives Too Late; Ponzi Scheme Polka Ends in Murder-Suicide
- Crypto Community Takes Aim at SEC Chair Gary Gensler
- Hester Peirce Asks: Are SEC Penny Stock Bars Fair?
- FINRA Presents the Warning Signs of a Ramp and Dump Scheme
- SEC Charges Convertible Note Dealer, BHP Capital NY Inc, and Its Owner, Bryan Pantofel, for Failure to Register
- SEC Charges Auctus Fund Management LLC and Its Co-Owners, Louis Posner and Alfred Sollami, with Acting as Unregistered Securities Dealers
- SEC Obtains Final Judgment Against Thomas Ronk, Former Short Seller Opportunist
- OTC Markets provides guidance on understanding FINRA Daily Short Sale Volume Data
- SEC Shuts Down WeedGenics – $60 Million Cannabis Offering Fraud
- Shell Hijacker, Mark Miller, Sentenced to One Year in Prison
- SEC Obtains Partial Summary Judgment Against Joshua Sason and Magna Group in IIIegal Microcap Securities Offerings
- SEC Obtains Final Judgments Against Alexander J. Dillon, Cosmin I. Panait, and their corporate entities GPL Ventures LLC and GPL Management LLC
- SEC Obtains Default Judgments Against Lesley Greyling and Trend Investments Inc
- Five People Charged in $2M Virtual Asset and Securities Manipulation Scheme
