Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Officer and Director Disclosure of Background Matters
- SEC Comment and Review Process l Going Public Bootcamp
- Can I Raise Money From Investors Who Are Not “Accredited Investors”? Introducing The Slo-PO Method
- Investor Relations Providers Indicted For Growlife and Hemp, Inc. Pumps
- Rule 147 l The Intrastate Exemption
- Kevin McKnight and Company He Promoted Charged With Fraud
- Rule 144 Legal Opinion Checklist l Securities Lawyer 101
- What is a Penny Stock Bar? Securities Lawyer 101
- State Blue Sky Laws & Securities Regulators
- FINRA Seeks to Make Form 211 Information Publicly Available
- SEC Charges CEO & CFO with Sarbanes-Oxley Violations
- Whistleblowers Gone Wild
- Securities Lawyers Gone Wild – Bernard Butts
- Frank Speight and International Stock Transfer Charged
- Carolyn Winsor Apprehended by U.S. Authorities
- What is a Confidential Treatment Request?
- The SEC’s Oversight of the Registration Statement Process
- Company Website Requirements for Periodic Reports
- Pending JOBS Act Proposals – Securities Lawyer 101
- SEC Charges Investor Relations Provider, Kevin McGrath
- SEC Charges Brokers and Codesmart Executive in Pump-And-Dump Scheme
- SEC Charges Christopher Plummer & Cex Cowsert in Vaccine Development Scam
- What is Regulation D? Going Public Lawyers
- Can I Use Rule 504 to Issue Free Trading Stock? Securities Lawyer 101
- NASAA Forms List
- SEC Forms List
- Why Do We Invest? Investor Studies – Going Public Lawyers
- FINRA Arbitrators
- Investor Education Links
- Canadian Securities Regulation – Going Public Lawyers


