Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- SEC Announces Tick Size Plan
- Regulation S-K Item 202 Securities Law Blog
- Regulation S-K Item 509
- FINRA Brings Transparency to Rule 144A Corporate Debt Transactions
- FINRA Fines Goldman Sachs Execution & Clearing $800,000
- Securities Lawyers Gone Wild – Marcus Luna
- SEC Charges 3 Regions Bank Executives
- Being Publicly Traded By: The Going Public Lawyers
- Regulation S-K Item 507 – Going Public Attorneys
- FINRA Bars Success Trade Securities By: Brenda Hamilton Attorney
- Transparency Bootcamp – Custodianship Disclosures In Reverse Mergers
- Transparency Bootcamp – BrokerCheck 101 By: Brenda Hamilton Attorney
- SEC Extends DTC Proposal Period By: Brenda Hamilton
- New OTCQB Requirements, Listing & Quotation – OTCQB Lawyer
- Form S-1 Going Public Bootcamp – Going Public Lawyers
- Going Public Lawyer Insights About DPOI’s & IPO’s
- SEC Periodic Reports – Going Public Attorneys
- DPO-IPO Registration Statement Attorneys
- SEC Issues Trading Suspensions To Prevent Corporate Hijackings
- SEC Initiates Proceedings Against Six Issuers to Prevent Corporate Hijackings
- SEC Reinstates Richard Hylland, CPA to Practice Before the Commission
- SEC Charges Robert Acri – Chicago Securities Attorney
- SEC Charges Reverse Merger Purveyors By: Brenda Hamilton Attorney
- Fugitive Fraudster Aubrey Price Pleads Guilty
- $875,000 Awarded to SEC Whistleblower By: Brenda Hamilton Attorney
- Unregistered Broker-Dealer Activity on the Rise By: Brenda Hamilton
- SEC Charges John Bensen & DGSE Companies By: Brenda Hamilton Attorney
- Gendarme & Ezat Rahimi Settle SEC Charges
- SEC Obtains Judgment Against Inofin Management By: Brenda Hamilton Attorney
- SEC Charges Transfer Agent, IST Shareholder Services By: Brenda Hamilton Attorney


