Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Steven Palladino Sentenced to 10-12 Years
- SEC Target Held In Contempt and Arrested
- Investment Advisor Impersonates Angel Investors to Get Clients
- Art Scammers Busted by FBI
- SEC Charges Senior Management of Veolia with Falsifying Financial Records
- Joseph Meuse & Belmont Partners Barred, Enjoined and Fined
- FINRA Suspends and Fines Thomas Mikolasko
- What Are the Benefits of Foreign Issuer Status in Going Public Transactions?
- What Are Regulation Crowdfunding Disclosures?
- Regulation Crowdfund For Investors
- How Does the JOBS Act Benefit Foreign Issuers? Going Public Lawyers
- What is a Bad Actor Under Regulation D?
- Regulation Crowdfunding for Intermediaries
- FINRA Orders Stifel, Nicolaus and Century Securities to Pay $1 Million
- SEC Announces 2014 Examination Priorities
- SEC Issues New Rule 506 Guidance
- Senators Request Pre-Filing of Form D
- FINRA Develops System To Red Flag Customer Accounts
- How Regulation M Impacts Securities Offerings – Going Public Lawyers
- How Do I Resell Restricted Stock Under Rule 144? l Securities Lawyer 101
- Going Public in 2023
- Celebrity Broker Bambi Holzer Barred by FINRA
- SEC Seeks Comment On DTC Proposals
- SEC Charges Caroline Winsor l Securities Lawyer 101
- SEC Charges Lance Berger l Securities Lawyer 101
- The SEC Suspends The Enlightened Gourmet Inc.
- The SEC Releases 2013 Enforcement Results
- SEC Charges Stock Randy Hamdan and Oracle Consultants
- SEC Charges MALOM Group with Securities Fraud
- SEC Halts Oil And Gas Scheme l Securities Lawyer 101