Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- DOJ and Swiss Federal Department of Finance Reach Agreement
- FINRA Addresses Financial Fraud
- SEC Market Data Website Debuts l Securities Lawyer 101
- SEC Does Not Act on 20 Percent of Wells Notices Issued
- Panama Enacts New Bearer Shares Law
- SEC Brings Enforcement Action in EB-5 Visa Program Investment Scam
- Zombie Ticker Mistaken for Twitter, Is Halted by FINRA
- Whistleblower Award $14 Million Bounty By SEC
- Wedding Singer Charged by the SEC with Fraud
- Can I List On the OTC Pinks Using a Reverse Merger? Going Public Lawyers
- SEC Charges Three Penny Stock Auditors
- DTC Proposes Procedures For DTC Chills and Global Locks
- SEC Charges Tibor Klein and Michael Shechtman With Insider Trading
- SEC Charges ImageXpres and John and Kevin Zankowski With Securities Fraud
- SEC Charges South Florida Boiler Room Operators in NFL Scam
- SEC Suspends Trading in Left Behind Games and Charges Founder Troy Lyndon
- Court Finds CMKX Transfer Agent Not Substantial Participant in Fraud
- California Attorney David Tamman Sentenced to Seven Years in Securities Fraud Case
- General Solicitation and Advertising Under Rule 506
- SEC Proposes Pay Ratio Disclosure Rule in Compliance with Dodd-Frank Act
- SEC Charges Three in Assured Capital High Yield Investment Scam
- FBI Arrests Securities Attorney and Stock Promoter in Texas
- Rule 506 Offerings Q & A l Securities Lawyer 101
- Ohio Shuts Down Crowdfunding Website SoMoLend
- The Role of Legal Opinions in the CMKM Fraud
- FINRA Issues Risk Alert For Rule 506 Private Placements
- SEC Issues Trading Suspension of the Securities of PacWest Equities
- What is Depository Trust Company? DTC Requirements and Eligibility
- Going Private Attorneys – Securities Lawyer 101
- How Can I Go Public Via a Slow PO?


