Brenda Hamilton, Securities and Going Public Lawyer

SEC Market Data Website Debuts l Securities Lawyer 101

October 12, 2013

SEC Does Not Act on 20 Percent of Wells Notices Issued

October 12, 2013

Panama Enacts New Bearer Shares Law

October 6, 2013

SEC Brings Enforcement Action in EB-5 Visa Program Investment Scam

October 4, 2013

Zombie Ticker Mistaken for Twitter, Is Halted by FINRA

October 4, 2013

Whistleblower Award $14 Million Bounty By SEC

October 2, 2013

Wedding Singer Charged by the SEC with Fraud

October 1, 2013

Can I List On the OTC Pinks Using a Reverse Merger? Going Public Lawyers

October 1, 2013

SEC Charges Three Penny Stock Auditors

September 30, 2013

DTC Proposes Procedures For DTC Chills and Global Locks

September 30, 2013

SEC Charges Tibor Klein and Michael Shechtman With Insider Trading

September 28, 2013

SEC Charges ImageXpres and John and Kevin Zankowski With Securities Fraud

September 28, 2013

SEC Charges South Florida Boiler Room Operators in NFL Scam

September 27, 2013

SEC Suspends Trading in Left Behind Games and Charges Founder Troy Lyndon

September 26, 2013

Court Finds CMKX Transfer Agent Not Substantial Participant in Fraud

September 25, 2013

California Attorney David Tamman Sentenced to Seven Years in Securities Fraud Case

September 24, 2013

General Solicitation and Advertising Under Rule 506

September 23, 2013

SEC Proposes Pay Ratio Disclosure Rule in Compliance with Dodd-Frank Act

September 22, 2013

SEC Charges Three in Assured Capital High Yield Investment Scam

September 22, 2013

FBI Arrests Securities Attorney and Stock Promoter in Texas

September 22, 2013

Rule 506 Offerings Q & A l Securities Lawyer 101

September 21, 2013

Ohio Shuts Down Crowdfunding Website SoMoLend

September 21, 2013

The Role of Legal Opinions in the CMKM Fraud

September 21, 2013

FINRA Issues Risk Alert For Rule 506 Private Placements

September 20, 2013

SEC Issues Trading Suspension of the Securities of PacWest Equities

September 18, 2013

What is Depository Trust Company? DTC Requirements and Eligibility

September 15, 2013

Going Private Attorneys – Securities Lawyer 101

September 14, 2013

How Can I Go Public Via a Slow PO?

September 13, 2013

Conducting An EB-5 Offering Under Rule 506 of Regulation D

September 10, 2013

Mary Jane’s Last Dance l FINRA Marijuana Scam Alert

September 10, 2013

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