Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Court Finds CMKX Transfer Agent Not Substantial Participant in Fraud
- California Attorney David Tamman Sentenced to Seven Years in Securities Fraud Case
- General Solicitation and Advertising Under Rule 506
- SEC Proposes Pay Ratio Disclosure Rule in Compliance with Dodd-Frank Act
- SEC Charges Three in Assured Capital High Yield Investment Scam
- FBI Arrests Securities Attorney and Stock Promoter in Texas
- Rule 506 Offerings Q & A l Securities Lawyer 101
- Ohio Shuts Down Crowdfunding Website SoMoLend
- The Role of Legal Opinions in the CMKM Fraud
- FINRA Issues Risk Alert For Rule 506 Private Placements
- SEC Issues Trading Suspension of the Securities of PacWest Equities
- What is Depository Trust Company? DTC Requirements and Eligibility
- Going Private Attorneys – Securities Lawyer 101
- How Can I Go Public Via a Slow PO?
- Conducting An EB-5 Offering Under Rule 506 of Regulation D
- Mary Jane’s Last Dance l FINRA Marijuana Scam Alert
- Why Do I Have To Hire a Transfer Agent When Going Public? – Going Public Lawyers
- SEC Charges Indiana Man In Ponzi Scheme
- SEC Charges Free Rider Ronald Feldstein With Fraud
- California Man Sentenced to 64 Months For Securities Fraud
- How Did the JOBS Act Change Form D? Going Public
- SEC Rewards Dodd-Frank Whistleblowers
- What is a Rule 506 Bad Actor Ban?
- Broker Accidentally Cold Calls State Securities Regulator
- Anti-Fraud Provisions Apply To Reverse Merger and Public Float Schemes
- Going Public Law
- How Does a Company Bring SEC Filings Current?
- SEC Obtains Judgment Against Jonathan Gilchrist
- SEC Shuts Down John Marcum, Ponzi Scheme Targeting Retirees
- DTCC Identifies Cyber-Attacks as Most Significant Risk to Financial Markets