Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- How Does a Company Bring SEC Filings Current?
- SEC Obtains Judgment Against Jonathan Gilchrist
- SEC Shuts Down John Marcum, Ponzi Scheme Targeting Retirees
- DTCC Identifies Cyber-Attacks as Most Significant Risk to Financial Markets
- Ask Securities Lawyer 101 l Rule 504 Q & A
- OTC Markets OTC Pink Listings l OTC Pink Lawyers
- SEC Issues Stop Order For Registered Offering
- SEC Prevents Corporate Hijackings By Suspending Zombie Tickers
- Three Indicted In Precious Metals Scam
- Penny Stock Fugitive Gregory Curry Arrested in Prachin Buri
- Penny Stock Fugitive Sandy Winick Arrested in Bangkok
- Additional Charges and Convictions in Kickback Schemes
- Nine Individuals Indicted In Penny Stock Sting
- Colt Curry Indicted in Securities Scheme
- Securities Attorney Martin Weisberg Sentenced in Securities Fraud and Money Laundering Case
- FINRA Alerts Investors to Cold Calls From Brokerage Firm Impostors
- SEC Short Sale Alert l Trading to Conceal Failures to Deliver
- Corporate Hijackings In Going Public Transactions
- SEC Halts Market Action Advisers Hedge Fund l Securities Lawyer 101
- OTC Pink Sheets l OTC Pink Market Lawyers
- Robert Zickefoose Indicted in Colorado Oil and Gas Fraud
- FINRA Fines Oppenheimer $1.4 Million for Sale of Unregistered Penny Stocks
- Form S-1 Registration Statement Attorneys
- The SEC Charges Diane Dalmy, and Others in Pump and Dump Scheme
- FINRA Investigates Trading Algorithms
- SEC Amends Financial Responsibility Rules for Broker-Dealers
- More Paperwork for Broker-Dealers l Securities Lawyer 101
- A New Crowdfunding Watchdog in Massachusetts
- FINRA Red Flags l Securities Lawyer 101 Blog
- SEC Charges Investor Relations Provider With Insider Trading