Brenda Hamilton, Securities and Going Public Lawyer

Robert Zickefoose Indicted in Colorado Oil and Gas Fraud

August 7, 2013

FINRA Fines Oppenheimer $1.4 Million for Sale of Unregistered Penny Stocks

August 5, 2013

Form S-1 Registration Statement Attorneys

August 5, 2013

The SEC Charges Diane Dalmy, and Others in Pump and Dump Scheme

August 5, 2013

FINRA Investigates Trading Algorithms

August 4, 2013

SEC Amends Financial Responsibility Rules for Broker-Dealers

August 1, 2013

More Paperwork for Broker-Dealers l Securities Lawyer 101

August 1, 2013

A New Crowdfunding Watchdog in Massachusetts

July 30, 2013

FINRA Red Flags l Securities Lawyer 101 Blog

July 28, 2013

SEC Charges Investor Relations Provider With Insider Trading

July 26, 2013

SEC Settles Charges For Registration Violations in Unregistered Securities

July 25, 2013

Securities Violator Patrick Kiley Sentenced to 20 Years in Prison

July 25, 2013

Securities Attorney, Richard Kranitz Sentenced to 18 Months

July 25, 2013

SEC Issues Trading Suspension of Camelot Entertainment and 5 Other Issuers

July 23, 2013

SEC issued a trading suspension of Camelot Entertainment Group, Inc. (CMGR), Cavico Corp. (CAVO), Global 8 Environmental Technologies, Inc. (GBLE), GTC Telecom…

FINRA Fines Newedge USA for Violations

July 18, 2013

Rule 506 Gives Bad Actors The Boot l Going Public Lawyers

July 18, 2013

SEC Obtains Record $13.9 Million Penalty Against Rajat Gupta

July 18, 2013

When the SEC Investigates l Securities Lawyer 101

July 16, 2013

Securities Lawyers Gone Wild l Michael Scaglione Indicted

July 14, 2013

Going Public Question & Answer l Ask Securities Lawyer 101

July 14, 2013

The JOBS Act l Rule 506

July 11, 2013

The SEC Blacklists Bad Actors ln Rule 506 Offerings

July 10, 2013

Promissory Notes l Securities Lawyer 101

July 10, 2013

Registration Statements l Going Public Lawyer

July 8, 2013

What is the OTC Pink Current Tier? Going Public Lawyers

July 5, 2013

What Does Rule 506 of Regulation D Require? Going Public Lawyers

July 3, 2013

SEC Issues Trading Suspension of Norstra Energy

July 3, 2013

SEC Sues Imaging and CEO Dean Janes for Fraud

July 1, 2013

Rule 144 C & D l Ask Securities Lawyer 101

June 28, 2013

SEC Suspends Biozoom After Publication of Private Report

June 26, 2013

Copyright © 2026 · All Rights Reserved · Hamilton & Associates Law Group, P.A.