Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer
Profile:
Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.
Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:
- Form S-1 Registration Statement Attorneys
- The SEC Charges Diane Dalmy, and Others in Pump and Dump Scheme
- FINRA Investigates Trading Algorithms
- SEC Amends Financial Responsibility Rules for Broker-Dealers
- More Paperwork for Broker-Dealers l Securities Lawyer 101
- A New Crowdfunding Watchdog in Massachusetts
- FINRA Red Flags l Securities Lawyer 101 Blog
- SEC Charges Investor Relations Provider With Insider Trading
- SEC Settles Charges For Registration Violations in Unregistered Securities
- Securities Violator Patrick Kiley Sentenced to 20 Years in Prison
- Securities Attorney, Richard Kranitz Sentenced to 18 Months
- SEC Issues Trading Suspension of Camelot Entertainment and 5 Other Issuers
- FINRA Fines Newedge USA for Violations
- Rule 506 Gives Bad Actors The Boot l Going Public Lawyers
- SEC Obtains Record $13.9 Million Penalty Against Rajat Gupta
- When the SEC Investigates l Securities Lawyer 101
- Securities Lawyers Gone Wild l Michael Scaglione Indicted
- Going Public Question & Answer l Ask Securities Lawyer 101
- The JOBS Act l Rule 506
- The SEC Blacklists Bad Actors ln Rule 506 Offerings
- Promissory Notes l Securities Lawyer 101
- Registration Statements l Going Public Lawyer
- What is the OTC Pink Current Tier? Going Public Lawyers
- What Does Rule 506 of Regulation D Require? Going Public Lawyers
- SEC Issues Trading Suspension of Norstra Energy
- SEC Sues Imaging and CEO Dean Janes for Fraud
- Rule 144 C & D l Ask Securities Lawyer 101
- SEC Suspends Biozoom After Publication of Private Report
- Ask Securities Lawyer 101 l Financial Intermediaries
- SEC Revokes Five Issuers to Prevent Reverse Merger Scams


