Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud Scheme
- What are the SEC Periodic Reporting Requirements? Form 10-K, Form 10-Q and Form 8-K Reports
- SEC Registration Statements And Direct Public Offerings Q & A
- Nasdaq puts the brakes on IPOs of at least 4 small Chinese companies while it probes suspicious market activity
- Five Russians and Two Oil Traders Charged in Global Sanctions Evasion and Money Laundering Scheme
- SEC Defendant and FBI Fugitive Justin Costello Arrested
- OTC Markets Group Reflects on Amended Rule 15c2-11
- Justice Department Awards Nearly $100 Million to Help Reduce Recidivism and Support Successful Reentry to Communities
- IPO v Direct Listing Go Public Direct
- Rule 506(b) and Rule 506(c) Private Placements under Regulation D
- SEC Charges Neil B. Swartz and Timothy S. Hart
- Securities and Exchange Commission v. Manhattan Transfer Registrar Company and John C. Ahearn
- SEC Charges Kim Kardashian with Violating Section 17(b)
- Stock Manipulation, Bed Bath & Beyond as a Meme Stock, and Ryan Cohen
- US and China reach deal in dispute over Chinese company audits
- SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips
- SEC moves to revoke dozens of inactive issuers
- Going Public and Direct Public Offerings Provide Benefits in 2022
- SEC Targets Publicly Traded Chinese Issuers Under the Holding Foreign Companies Accountable Act
- SEC Charges Glenn B. Laken, Davies Wong, Richard Tang and 15 other Defendants and names Jason Black as a Relief Defendant in International Scheme to Manipulate Stocks Using Hacked US Brokerage Accounts
- SEC Charges Broker-Dealer Alpine Securities Corporation and Two Employees with Engaging in Unauthorized Securities Transactions
- SEC Charges Simon Piers Thurlow, Roger Leon Fidler, Richard Oravec, Bradley Fidler, Bryce Emory Boucher, Joseph D. Jordan in Illegal Microcap Offering
- SEC Charges Convertible Note Dealer Crown Bridge Partners, LLC, and its managing members, Soheil and Sepas Ahdoot for Failure to Register
- SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme known as Forsage
- SEC Charges Bradley Moynes and Digatrade Financial Corp in Fraudulent Microcap Scheme
- SEC Charges Empires Consulting Corp and its founders, Emerson Sousa Pires and Flavio Mendes Goncalves, and head trader, Joshua David Nicholas, with Fake Trading Scheme
- SEC Sues LG Capital Funding and Its Managing Member, Joseph Lerman, for Acting as Unregistered Securities Dealers
- SEC Charges Trends Investments Inc., Clinton Greyling and Leslie Greyling
- In Jarkesy v. Securities and Exchange Commission, the US Court of Appeals for the Fifth Circuit held that the Securities and Exchange Commission’s (SEC) adjudication of fraud cases in administrative proceedings is unconstitutional
- Court Denies Carebourn Capital’s Motion for Judgement on the Pleadings in SEC Case
