Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• LG Capital Funding Loses Motion to Dismiss
• Overview of Regulation D, Rule 506(b), Rule 506(c) and other Capital-Raising Exemptions
• Current Reports on Form 8-K – What Are SEC Disclosures and Reporting Requirements?
• The Evolving SEC Actions Against Toxic Lenders
• SEC Provides Rule 15c2-11 Relief to Broker-Dealers for Fixed Income Securities
• SEC Adopts new Rule 10c-1a to Increase Transparency in the Securities Lending Market
• SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting
• Form S-1 Registration Statements Going Public NASDAQ NYSE and OTC Markets
• SEC Charges Stock Squirrel and John Feloni in $1.6 Million Securities Fraud
• SEC Charges Adam R. Long, L2 Capital, LLC and Oasis Capital LLC, as Unregistered Dealers
• SEC Charges Philip Verges, James D. Tilton, Jr., Robert F. Malin and Linda Malin
• SEC Charges Wilson J. Rondini, III and two companies Rondini controls for Operating as Unregistered Broker-Dealers
• OTC Markets OTC Pink Common Disclosure Issues
• SEC Enforcement Issues Wells Notices for Meta Materials Execs
• SEC Charges Digital World Acquisition Corporation SPAC for Material Misrepresentations to Investors
• SEC Charges James P. Anglim in Connection with Fraudulent Scheme to Manipulate Stock Prices
• Former SEC Attorney and Recidivist Securities Violator Phillip W. Offill Sentenced to Prison Again
• SEC Arrives Too Late; Ponzi Scheme Polka Ends in Murder-Suicide
• Crypto Community Takes Aim at SEC Chair Gary Gensler
• Hester Peirce Asks: Are SEC Penny Stock Bars Fair?
• FINRA Presents the Warning Signs of a Ramp and Dump Scheme
• SEC Charges Convertible Note Dealer, BHP Capital NY Inc, and Its Owner, Bryan Pantofel, for Failure to Register
• SEC Charges Auctus Fund Management LLC and Its Co-Owners, Louis Posner and Alfred Sollami, with Acting as Unregistered Securities Dealers
• SEC Obtains Final Judgment Against Thomas Ronk, Former Short Seller Opportunist
• OTC Markets provides guidance on understanding FINRA Daily Short Sale Volume Data
• SEC Shuts Down WeedGenics – $60 Million Cannabis Offering Fraud
• Shell Hijacker, Mark Miller, Sentenced to One Year in Prison
• SEC Obtains Partial Summary Judgment Against Joshua Sason and Magna Group in IIIegal Microcap Securities Offerings
• SEC Obtains Final Judgments Against Alexander J. Dillon, Cosmin I. Panait, and their corporate entities GPL Ventures LLC and GPL Management LLC
• SEC Obtains Default Judgments Against Lesley Greyling and Trend Investments Inc