Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer

Profile:

Brenda Hamilton is the Founder & Managing Partner of Hamilton & Associates Law Group, P.A., and the principal of the SecuritiesLawyer101.com legal resource brand. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Justia Lawyer Directory +3Practice Focus She specializes in corporate, securities, business, and transactional law, advising both domestic and international clients on going-public transactions, regulatory compliance, disclosures, capital raising, and enforcement matters. Justia Lawyer Directory +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Her work spans IPOs, direct public offerings, exchange listings (NASDAQ, NYSE, OTC), corporate restructurings, and forensic securities counsel. Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3 Hamilton & Associates Law Group, P.A. +3Experience & Notable EngagementsShe has served as U.S. Outside General Counsel to a global, NYSE-listed conglomerate with revenues in the hundreds of millions and operations in multiple countries. Hamilton & Associates Law Group, P.A.She has represented issuers in SEC registration, reporting, and compliance—from small offerings (< $1 million) to deals over $300 million. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has taken on regulatory, forensic, and securities enforcement matters, including matters involving trading schemes, sanctions, and securities fraud. Hamilton & Associates Law Group, P.A. +2 Hamilton & Associates Law Group, P.A. +2She has acted as an Independent Compliance Consultant in an SEC administrative matter, advising a registered transfer agent on implementing reforms. Hamilton & Associates Law Group, P.A.Media & Thought Leadership Brenda Hamilton is frequently cited in major media outlets for her securities law expertise, including Forbes, Bloomberg, Business Insider, and South Florida Business Journal. Hamilton & Associates Law Group, P.A.Her blog, SecuritiesLawyer101, regularly covers topics in capital markets, going public processes, NYSE, Nasdaq abd OTC Markets, and securities regulations.

Posts by Brenda Hamilton, NYSE, Nasdaq, Securities and Going Public Lawyer:

• SEC Charges Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco for their roles in a fraudulent scheme to mislead investors about Cool Holdings, Inc
• OTC Markets Group Offers New Guidance for Submitting Attorney Letters
• SEC Wins $10.2 Million Judgment Against Justin W. Keener d/b/a JMJ Financial For Acting As Unregistered Penny Stock Dealer
• OTC Markets Group Publishes Guidance on Dilution Risk with Respect to OTCQX and OTCQB Applicants
• SEC Charges J.H. Darbie & Co with Anti-Money Laundering Violations
• Members of New Republican House Majority Seek to Rein in Gary Gensler   
• Charges Filed Against Eight Social Media Influencers in $100 Million Stock Manipulation Scheme Promoted on Discord and Twitter
• FTX Founder Samuel Bankman-Fried Charged by the SEC and Criminally Indicted
• Justin Bieber, Kevin Hart, Snoop Dogg, Madonna, Serena Williams, Jimmy Fallon, and More Are Being Sued for Promoting Bored Ape Yacht Club NFTs
• Audits With Deficiencies Increased in 2021, According to New PCAOB Staff Report
• Foreign Issuer Going Public Registration Statements and SEC Filings
• David Stephens, Donald Danks, Jonathan Destler, and Robert Lazerus Indicted for Conducting an International Pump-and-Dump / Money Laundering Scheme Using Loop Industries Inc
• SEC Charges Unregistered Brokers, Jeffrey K. Galvani and Stuart A. Jeffery, for Facilitating $1.2 Billion in Penny Stock Trades
• Class Action Lawsuit filed against Tom Brady, Stephen Curry and other Athletes and Celebrities that Promoted FTX
• Joseph Padilla Arrested and Charged in $7 Million Securities Fraud
• SEC Charges Incarcerated Felon (Syed Arham Arbab) and Five Friends in $2 Million Fraud Scheme
• What are the SEC Periodic Reporting Requirements? Form 10-K, Form 10-Q and Form 8-K Reports
• SEC Registration Statements And Direct Public Offerings Q & A
• Nasdaq puts the brakes on IPOs of at least 4 small Chinese companies while it probes suspicious market activity
• Five Russians and Two Oil Traders Charged in Global Sanctions Evasion and Money Laundering Scheme
• SEC Defendant and FBI Fugitive Justin Costello Arrested
• OTC Markets Group Reflects on Amended Rule 15c2-11
• Justice Department Awards Nearly $100 Million to Help Reduce Recidivism and Support Successful Reentry to Communities
• IPO v Direct Listing Go Public Direct
• Rule 506(b) and Rule 506(c) Private Placements under Regulation D
• SEC Charges Neil B. Swartz and Timothy S. Hart
• Securities and Exchange Commission v. Manhattan Transfer Registrar Company and John C. Ahearn
• SEC Charges Kim Kardashian with Violating Section 17(b)
• Stock Manipulation, Bed Bath & Beyond as a Meme Stock, and Ryan Cohen
• US and China reach deal in dispute over Chinese company audits