Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Court Denies Carebourn Capital’s Motion for Judgement on the Pleadings in SEC Case
- PCAOB Sanctions Former BF Borgers Audit Director Bo-Shiang (“Eric”) Lien
- SEC obtains asset freezes and other emergency relief against StraightPath Venture Partners LLC, StraightPath Management LLC, Brian K. Martinsen, Michael A. Castillero, Francine A. Lanaia, and Eric D. Lachow
- OTCQX Markets Foreign Issuer Dual Listings – OTCQX Eligibility, Listing, Quotation
- SEC Obtains Final Judgment Ordering Frederick Sharp to Pay $52,925,214
- Attorneys Gone Wild: Shawn Hackman, Elaine A. Dowling, and Harold P. Gewerter
- SEC Files Charges Against Michael Forster
- OTC Markets Listing and Quotation – OTCQB Requirements
- SEC Charges Sung Kook (Bill) Hwang and Archegos Capital Management
- Resales of Restricted Securities By Non-Affiliates
- SEC Charges 15 Individuals in a $194 Million International Penny Stock Fraud
- What Is the OTC Markets Expert Market? Securities Lawyer Blog
- SEC Charges Anthony Salandra in Market Manipulation Scheme
- SEC Obtains Final Judgments from Chrysilios Chrysiliou and Panagiotis Bolovis for Their Roles in $45 Million Fraudulent Scheme
- Old School Ties: Donald Trump Sues Hillary Clinton and Many of Her “Cohorts”
- FINRA Extended Hearing Panel Expels Alpine Securities and Orders $2.3 Million in Restitution
- Undercover Sting Takes Down Francis Biller, Raymond Dove, and Chester Alvarez in Boiler Room Scheme
- Attorney Andrew Coldicutt faces SEC charges after getting caught in an FBI sting
- SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Martin Shkreli
- SEC Charges Michael M Beck (aka BigMoneyMike) with Penny Stock Fraud
- SEC Proposes Faster Trade Settlement Times
- SEC Wins Summary Judgment Against Unregistered Penny Stock Dealer Justin W Keener
- Paul Pelosi Jr’s Adventures in Pennyland
- SEC Charges Securities Fraud Recidivist Phillip W. Offill, Jr. and Justin W. Herman in Penny Stock Fraud Scheme
- Christopher R. Esposito Charged with Securities Fraud
- SEC Commissioners Differ on Key Policies
- Five Russians Charged in Hacking and Illegal Trading Scheme
- More Individuals Charged in Billion Dollar Penny Stock Pump and Dump/Money Laundering Operation
- SEC Charges Robert Gandy and Others in 3(a)(10) Penny Stock Scheme
- Amended Rule 15c2-11 is Bad News for Shell Vendors
