Brenda Hamilton, Securities and Going Public Lawyer
Posts by Brenda Hamilton, Securities and Going Public Lawyer:
- Court Says Toxic Note is Usurious
- Steven Gallagher Arrested And Charged With Securities Fraud For Using His Twitter Account To Operate A Pump-And-Dump Scheme
- Will Small Cap Investors Embrace Donald Trump’s DWAC? The latest Reddit Meme Stock
- Federal Jury Convicts Defendants In NuTech Energy Resources Securities Fraud
- SEC Charges Webcast Host Mark Melnick for His Role in Market Manipulation Scheme
- SEC Obtains Emergency Relief Against Richard Xia Charged with EB-5 Securities Fraud
- SEC Sues Carebourn Capital, L.P. and Its Managing Partner Chip Rice for Acting as an Unregistered Securities Dealer
- Section 12(j) – SEC Termination of Registration, Revocation and Trading Suspensions
- SEC Charges Two Individuals for Wash Trading Scheme Involving Options of “Meme Stocks”
- Forms 211: OTC Markets’ New Role – Quotation, Trading Suspensions and Listing
- Amended Rule 15c-211 Is Only a Week Away – Going Public, Form S-1, Form 211
- SEC Surpasses $1 Billion in Total Whistleblower Awards
- SEC Charges Attorney Frederick Bauman with Participation in IIIegal, Unregistered Securities Offerings
- SEC Files Subpoena Enforcement Action Against Alexander Kon
- A Tale of Two Unregistered Dealers – Toxic Convertible Note Lenders Under SEC Scrutiny
- SEC Whistleblower – Dodd Frank Revisions to be Proposed
- SEC Charges Unregistered Dealers Alexander Dillon, Cosmin Panait, Larry Adams and Salvador Rosillo
- Emerging Growth Company Status and the Going Public Process
- SEC Obtains Default Judgment in Edgar Hacking Case
- Understanding the September 28 Amended Rule 15c2-11 Deadline
- SEC Pursues Unregistered Dealers, Toxic Financing, Toxic Convertible Notes
- SEC charges former Nikola CEO with securities fraud
- SEC Charges Charlie Abujudeh in Microcap Fraud Scheme Targeting Retail Investors
- SEC charges Marlon Muller with stock manipulation
- TD Ameritrade puts out list of liquidation only stocks ahead of September 28, 2021 Rule 15c-211 amendments
- SEC charges former CEO and CFO of FTE Networks, Inc with accounting fraud
- SEC Suspends Trading in 55 Abandoned Issuers in Sweeping Order
- SEC Charges Three Individuals with Insider Trading
- SEC sanctions Elaine A. Dowling and Harold P. Gewerter and charges Shawn Hackman in scheme to skirt a previous ban
- SEC Charges Goldman Small Cap Research and its Owner for Failing to Disclose Compensation
