Securities Lawyer Blog l Going Public Blog

Uni-Pixel Inc. Charged with Misleading Investors About New Touchscreen Sensor Product

March 22, 2016

SEC Charges Jay Fung with Insider Trading in the Stock of Pharmasset Inc.

March 22, 2016

Court Denies Motion to Reconsider Summary Judgment Against June Fujinaga

March 21, 2016

SEC Charges Banc de Binary with Acting as an Unregistered Broker-Dealer

March 20, 2016

Wells Fargo and Rhode Island Agency Charged with Fraud

March 19, 2016

Court Reaches Verdict Against Daryl Payton and Benjamin Durant for Insider Trading

March 18, 2016

Court Enters Final Judgments Against Zachary Zwerko and David Post

March 17, 2016

Final Judgment Entered Against Nan Huang for Insider Trading

March 16, 2016

Court Enters Final Judgment Against Francis Canellas

March 15, 2016

SEC Charges TexStar Oil and Nathan Halsey with Fraud

March 13, 2016

Court Issues Final Judgments Against Scott Valente and the ELIV Group

March 12, 2016

SEC Charges 9 More Defendants in Hacked News Release Scheme with Fraud

March 11, 2016

Randy Hamdan Consents to Settling Market Manipulation Case

March 10, 2016

6 Charged for Violating Antifraud Provisions of the Federal Securities Laws

March 9, 2016

Michael Affa Sentenced in Microcap Case

March 9, 2016

Attorney Adam Tracy & the Nefarious World of Custodianship Shells

March 8, 2016

Wade James Lawrence Charged with Securities Fraud and Unauthorized Trading

March 8, 2016

Gregory Ruehle Charged with Defrauding Investors and Acting as an Unregistered Broker-Dealer

March 7, 2016

Attorney Jilbert Tahmazian Charged with Fraud in a Prime Bank Scheme

March 6, 2016

Frank Lleras Charged with Conducting a Fraudulent Investment Scheme

March 5, 2016

Court Enters Final Judgment Against Moazzam “Mark” Malik and Wolf Hedge LLC

March 4, 2016

Penny Stock Issuers and Their Principals Charged with Fraud

March 3, 2016

Court Enters Final Judgment Against Martin Weisberg

March 3, 2016

Insider Trading Defendant Herbert Sudfeld Found Guilty in a Related Case

March 2, 2016

SEC Charges American Growth Funding II with Fraud

February 29, 2016

SEC Enters Settlement Agreement with Concorde Bermuda Ltd.

February 28, 2016

Court Enters Final Judgment Against Shirmila Doddi For Insider Trading

February 26, 2016

Court Enters Final Judgment Against CEO of Polycom

February 25, 2016

Court Issues Asset Freeze Over Sedona Oil and Its President

February 24, 2016

SEC Charges Marquis Properties and Its Principals With Operating a Ponzi Scheme

February 23, 2016

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